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GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$2.4M
Cap. Flow
-$9.74M
Cap. Flow %
-4.09%
Top 10 Hldgs %
42.04%
Holding
524
New
37
Increased
94
Reduced
130
Closed
68

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$4.55M
2
TE
TECO ENERGY INC
TE
+$3.49M
3
PM icon
Philip Morris
PM
+$3.1M
4
KMI icon
Kinder Morgan
KMI
+$3.09M
5
UL icon
Unilever
UL
+$3.04M

Top Sells

Rank Stock Value
1
GSK icon
GSK
GSK
+$7.93M
2
LMT icon
Lockheed Martin
LMT
+$3.65M
3
LO
LORILLARD INC COM STK
LO
+$3.33M
4
VOD icon
Vodafone
VOD
+$3.07M
5
DUK icon
Duke Energy
DUK
+$2.94M

Sector Composition

Rank Sector Weight
1 Utilities 17.96%
2 Energy 16.16%
3 Communication Services 15.49%
4 Consumer Staples 12.92%
5 Technology 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TM icon
351
Toyota
TM
$214B
$11K ﹤0.01%
89
– –
UN
352
DELISTED
Unilever NV New York Registry Shares
UN
$11K ﹤0.01%
270
+187
+225% +$7.31K
BNY
353
Bank of New York Mellon
BNY
$109B
$10K ﹤0.01%
235
– –
DEO icon
354
Diageo
DEO
$46.4B
$10K ﹤0.01%
90
– –
FWRD icon
355
Forward Air
FWRD
$513M
$10K ﹤0.01%
190
-135
-42% -$6.48K
GRX
356
Gabelli Healthcare & Wellness Trust
GRX
$141M
$10K ﹤0.01%
1,000
– –
ITT icon
357
ITT
ITT
$17.1B
$10K ﹤0.01%
250
– –
NVRI icon
358
Enviri
NVRI
$615M
$10K ﹤0.01%
534
+6
+1% +$117
PAA icon
359
Plains All American Pipeline
PAA
$17.1B
$10K ﹤0.01%
200
– –
BCS.PRA.CL
360
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$10K ﹤0.01%
400
– –
CACI icon
361
CACI
CACI
$9.74B
$9K ﹤0.01%
105
-80
-43% -$6.51K
FNB icon
362
FNB Corp
FNB
$6.8B
$9K ﹤0.01%
692
– –
LCII icon
363
LCI Industries
LCII
$2.55B
$9K ﹤0.01%
170
-120
-41% -$5.61K
PFX icon
364
PhenixFIN
PFX
$83.9M
$9K ﹤0.01%
50
– –
ESRX
365
DELISTED
Express Scripts Holding Company
ESRX
$9K ﹤0.01%
103
+1
+1% +$78
CTSH icon
366
Cognizant
CTSH
$20.6B
$8K ﹤0.01%
150
-18,255
-99% -$912K
OXSQ icon
367
Oxford Square Capital
OXSQ
$154M
$8K ﹤0.01%
1,000
– –
SCHD icon
368
Schwab US Dividend Equity ETF
SCHD
$100B
$8K ﹤0.01%
+612
New +$8.01K
SPLV icon
369
Invesco S&P 500 Low Volatility ETF
SPLV
$7.06B
$8K ﹤0.01%
+210
New +$7.69K
WEN icon
370
Wendy's
WEN
$1.45B
$8K ﹤0.01%
850
– –
VMW
371
DELISTED
VMware, Inc
VMW
$8K ﹤0.01%
100
– –
POLY
372
DELISTED
Plantronics, Inc.
POLY
$8K ﹤0.01%
145
-120
-45% -$6.04K
WRES
373
DELISTED
WARREN RESOURCES INC
WRES
$8K ﹤0.01%
5,000
– –
ECL icon
374
Ecolab
ECL
$74.4B
$7K ﹤0.01%
65
-70
-52% -$7.66K
FAX
375
abrdn Asia-Pacific Income Fund
FAX
$608M
$7K ﹤0.01%
206
– –
13 14
15
16 17

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CGOF
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DD
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NES
New England Securities New York $285M AUM 7.18% 1-Year Est. Return
FBT
Founders Bank & Trust Grand Rapids, Michigan $190M AUM 7.04% 1-Year Est. Return
SVMV
Steamboat Ventures Manager V Grand Cayman, Cayman Islands $190M AUM
CAMI
Concord Asset Management (Illinois) Chicago, Illinois $288M AUM 11.06% 1-Year Est. Return
MMC
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SJ
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Gary Goldberg Planning Services's Q4 2014 Portfolio in Review

As of Q4 2014, Gary Goldberg Planning Services held 524 positions worth $238M, down 1% from $240M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gary Goldberg Planning Services withdrew a net $9.74M in Q4 2014, closing 68 positions and reducing 130 holdings. Its most notable exit was NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 18% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Gary Goldberg Planning Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $1.47M.

  • Gary Goldberg Planning Services's largest Q4 2014 buy was Nuveen S&P 500 Buy-Write Income Fund: 121,216 shares worth $1.47M.
  • Gary Goldberg Planning Services added most to PPL Corp in Q4 2014, an estimated $4.55M increase.
  • Gary Goldberg Planning Services's biggest Q4 2014 reduction was GSK, cutting an estimated $7.93M.
  • Gary Goldberg Planning Services fully exited NUVEEN EQUITY PREMIUM OPPORTUNITY FUND in Q4 2014, selling an estimated $1.7M.
  • Gary Goldberg Planning Services's ten largest holdings make up 42% of its $238M portfolio in Q4 2014.
  • Gary Goldberg Planning Services opened 37 new positions and closed 68 in Q4 2014.
  • Gary Goldberg Planning Services's portfolio value fell 1% quarter-over-quarter to $238M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2014, filed 9 Feb 2015.