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GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$2.4M
Cap. Flow
-$9.74M
Cap. Flow %
-4.09%
Top 10 Hldgs %
42.04%
Holding
524
New
37
Increased
94
Reduced
130
Closed
68

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$4.55M
2
TE
TECO ENERGY INC
TE
+$3.49M
3
PM icon
Philip Morris
PM
+$3.1M
4
KMI icon
Kinder Morgan
KMI
+$3.09M
5
UL icon
Unilever
UL
+$3.04M

Top Sells

Rank Stock Value
1
GSK icon
GSK
GSK
+$7.93M
2
LMT icon
Lockheed Martin
LMT
+$3.65M
3
LO
LORILLARD INC COM STK
LO
+$3.33M
4
VOD icon
Vodafone
VOD
+$3.07M
5
DUK icon
Duke Energy
DUK
+$2.94M

Sector Composition

Rank Sector Weight
1 Utilities 17.96%
2 Energy 16.16%
3 Communication Services 15.49%
4 Consumer Staples 12.92%
5 Technology 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COL
501
DELISTED
Rockwell Collins
COL
– –
-800
Closed -$63K
TIME
502
DELISTED
Time Inc.
TIME
– –
-4
Closed –
MJN
503
DELISTED
Mead Johnson Nutrition Company
MJN
$0 ﹤0.01%
3
– –
EQY
504
DELISTED
Equity One
EQY
– –
-1,614
Closed -$35K
AEPI
505
DELISTED
AEP Industries Inc
AEPI
– –
-100
Closed -$4K
ITC
506
DELISTED
ITC HOLDINGS CORP
ITC
– –
-114
Closed -$4K
CRC
507
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
+1
New +$60
AVL
508
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$0 ﹤0.01%
1,700
– –
NLSN
509
DELISTED
Nielsen Holdings plc
NLSN
– –
-97
Closed -$4K
CJES
510
DELISTED
C&J ENERGY SVCS LTD
CJES
$0 ﹤0.01%
25
– –
CVD
511
DELISTED
COVANCE INC.
CVD
– –
-53
Closed -$4K
JSN
512
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
– –
-133,595
Closed -$1.7M
KMP
513
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-1,180
Closed -$110K
KMR
514
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-909
Closed -$84K
EPB
515
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-1,057
Closed -$42K
JGG
516
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
– –
-7,700
Closed -$95K
JGT
517
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
– –
-8,555
Closed -$91K
GAB.RT
518
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
– –
-11,704
Closed -$1K
PNX
519
DELISTED
PHOENIX COMPANIES INC. NEW
PNX
$0 ﹤0.01%
5
– –
NBO
520
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$0 ﹤0.01%
7
– –
CELG
521
DELISTED
Celgene Corp
CELG
$0 ﹤0.01%
2
– –
BOBE
522
DELISTED
Bob Evans Farms, Inc.
BOBE
– –
-1,141
Closed -$54K
WPZ
523
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
– –
-1,062
Closed -$53K
17 18 19 20
21

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Gary Goldberg Planning Services's Q4 2014 Portfolio in Review

As of Q4 2014, Gary Goldberg Planning Services held 524 positions worth $238M, down 1% from $240M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gary Goldberg Planning Services withdrew a net $9.74M in Q4 2014, closing 68 positions and reducing 130 holdings. Its most notable exit was NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 18% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Gary Goldberg Planning Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $1.47M.

  • Gary Goldberg Planning Services's largest Q4 2014 buy was Nuveen S&P 500 Buy-Write Income Fund: 121,216 shares worth $1.47M.
  • Gary Goldberg Planning Services added most to PPL Corp in Q4 2014, an estimated $4.55M increase.
  • Gary Goldberg Planning Services's biggest Q4 2014 reduction was GSK, cutting an estimated $7.93M.
  • Gary Goldberg Planning Services fully exited NUVEEN EQUITY PREMIUM OPPORTUNITY FUND in Q4 2014, selling an estimated $1.7M.
  • Gary Goldberg Planning Services's ten largest holdings make up 42% of its $238M portfolio in Q4 2014.
  • Gary Goldberg Planning Services opened 37 new positions and closed 68 in Q4 2014.
  • Gary Goldberg Planning Services's portfolio value fell 1% quarter-over-quarter to $238M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2014, filed 9 Feb 2015.