We are live on ! Find out more
GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$2.4M
Cap. Flow
-$9.74M
Cap. Flow %
-4.09%
Top 10 Hldgs %
42.04%
Holding
524
New
37
Increased
94
Reduced
130
Closed
68

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$4.55M
2
TE
TECO ENERGY INC
TE
+$3.49M
3
PM icon
Philip Morris
PM
+$3.1M
4
KMI icon
Kinder Morgan
KMI
+$3.09M
5
UL icon
Unilever
UL
+$3.04M

Top Sells

Rank Stock Value
1
GSK icon
GSK
GSK
+$7.93M
2
LMT icon
Lockheed Martin
LMT
+$3.65M
3
LO
LORILLARD INC COM STK
LO
+$3.33M
4
VOD icon
Vodafone
VOD
+$3.07M
5
DUK icon
Duke Energy
DUK
+$2.94M

Sector Composition

Rank Sector Weight
1 Utilities 17.96%
2 Energy 16.16%
3 Communication Services 15.49%
4 Consumer Staples 12.92%
5 Technology 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFC icon
476
Manulife Financial
MFC
$72.1B
– –
-224
Closed -$4K
MNKD icon
477
MannKind Corp
MNKD
$1.25B
– –
-17
Closed -$1K
NAT icon
478
Nordic American Tanker
NAT
$1.28B
– –
-573
Closed -$5K
NEE icon
479
NextEra Energy
NEE
$185B
– –
-196
Closed -$5K
NML
480
Neuberger Energy Infrastructure and Income Fund Inc
NML
$584M
– –
-600
Closed -$13K
NOK icon
481
Nokia
NOK
$56.5B
– –
-1,385
Closed -$12K
ORI icon
482
Old Republic International
ORI
$10.3B
– –
-148
Closed -$2K
PKG icon
483
Packaging Corp of America
PKG
$20.8B
– –
-66
Closed -$4K
SLB icon
484
SLB Ltd
SLB
$70.3B
– –
-5,553
Closed -$565K
SOR
485
Source Capital
SOR
$373M
– –
-210
Closed -$14K
SRE icon
486
Sempra
SRE
$60.3B
– –
-38
Closed -$2K
TDW icon
487
Tidewater
TDW
$3.77B
– –
-66
Closed -$83K
TFC icon
488
Truist Financial
TFC
$64.1B
– –
-74
Closed -$3K
UVV icon
489
Universal Corp
UVV
$1.32B
– –
-2,136
Closed -$95K
VCIT icon
490
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.7B
– –
-42
Closed -$4K
VCLT icon
491
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.99B
– –
-99
Closed -$9K
VFC icon
492
VF Corp
VFC
$6.66B
– –
-106
Closed -$7K
WMB icon
493
Williams Companies
WMB
$89.7B
– –
-100
Closed -$6K
WTRG icon
494
Essential Utilities
WTRG
$11.3B
– –
-581
Closed -$14K
XBI icon
495
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-450
Closed -$23K
ZBH icon
496
Zimmer Biomet
ZBH
$17.6B
– –
-28
Closed -$3K
FLG
497
Flagstar Bank National Association
FLG
$6.21B
– –
-51
Closed -$2K
NTG
498
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-339
Closed -$98K
PTR
499
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-84
Closed -$11K
SDRL
500
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-10
Closed -$75K
17 18 19
20
21

Similar funds

CGOF
Condorcet Global Opportunity Fund New York $242M AUM
DD
Dominick & Dominick New York $197M AUM 11.37% 1-Year Est. Return
NES
New England Securities New York $285M AUM 7.18% 1-Year Est. Return
FBT
Founders Bank & Trust Grand Rapids, Michigan $190M AUM 7.04% 1-Year Est. Return
SVMV
Steamboat Ventures Manager V Grand Cayman, Cayman Islands $190M AUM
CAMI
Concord Asset Management (Illinois) Chicago, Illinois $288M AUM 11.06% 1-Year Est. Return
MMC
MDV Management Company Menlo Park, California $296M AUM
SJ
Stilwell Joseph $174M AUM 15.41% 1-Year Est. Return

Gary Goldberg Planning Services's Q4 2014 Portfolio in Review

As of Q4 2014, Gary Goldberg Planning Services held 524 positions worth $238M, down 1% from $240M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gary Goldberg Planning Services withdrew a net $9.74M in Q4 2014, closing 68 positions and reducing 130 holdings. Its most notable exit was NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 18% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Gary Goldberg Planning Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $1.47M.

  • Gary Goldberg Planning Services's largest Q4 2014 buy was Nuveen S&P 500 Buy-Write Income Fund: 121,216 shares worth $1.47M.
  • Gary Goldberg Planning Services added most to PPL Corp in Q4 2014, an estimated $4.55M increase.
  • Gary Goldberg Planning Services's biggest Q4 2014 reduction was GSK, cutting an estimated $7.93M.
  • Gary Goldberg Planning Services fully exited NUVEEN EQUITY PREMIUM OPPORTUNITY FUND in Q4 2014, selling an estimated $1.7M.
  • Gary Goldberg Planning Services's ten largest holdings make up 42% of its $238M portfolio in Q4 2014.
  • Gary Goldberg Planning Services opened 37 new positions and closed 68 in Q4 2014.
  • Gary Goldberg Planning Services's portfolio value fell 1% quarter-over-quarter to $238M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2014, filed 9 Feb 2015.