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GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$2.4M
Cap. Flow
-$9.74M
Cap. Flow %
-4.09%
Top 10 Hldgs %
42.04%
Holding
524
New
37
Increased
94
Reduced
130
Closed
68

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$4.55M
2
TE
TECO ENERGY INC
TE
+$3.49M
3
PM icon
Philip Morris
PM
+$3.1M
4
KMI icon
Kinder Morgan
KMI
+$3.09M
5
UL icon
Unilever
UL
+$3.04M

Top Sells

Rank Stock Value
1
GSK icon
GSK
GSK
+$7.93M
2
LMT icon
Lockheed Martin
LMT
+$3.65M
3
LO
LORILLARD INC COM STK
LO
+$3.33M
4
VOD icon
Vodafone
VOD
+$3.07M
5
DUK icon
Duke Energy
DUK
+$2.94M

Sector Composition

Rank Sector Weight
1 Utilities 17.96%
2 Energy 16.16%
3 Communication Services 15.49%
4 Consumer Staples 12.92%
5 Technology 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDD icon
426
3D Systems Corp
DDD
$439M
$2K ﹤0.01%
50
– –
DOC icon
427
Healthpeak Properties
DOC
$15.5B
$2K ﹤0.01%
47
– –
OXY icon
428
Occidental Petroleum
OXY
$54.6B
$2K ﹤0.01%
26
-1
-4% -$83
RICK icon
429
RCI Hospitality Holdings
RICK
$200M
$2K ﹤0.01%
+200
New +$2.12K
RIG icon
430
Transocean
RIG
$5.69B
$2K ﹤0.01%
135
– –
TNL icon
431
Travel + Leisure Co
TNL
$4.57B
$2K ﹤0.01%
49
– –
SNR
432
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$2K ﹤0.01%
+145
New +$2.51K
FIGY
433
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$2K ﹤0.01%
20
– –
FEEU
434
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$2K ﹤0.01%
16
– –
SPLS
435
DELISTED
Staples Inc
SPLS
$2K ﹤0.01%
110
– –
FBG
436
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$2K ﹤0.01%
39
– –
AIG icon
437
American International
AIG
$42.7B
$1K ﹤0.01%
17
– –
HSBC icon
438
HSBC
HSBC
$345B
$1K ﹤0.01%
29
-5
-15% -$213
ON icon
439
ON Semiconductor
ON
$34B
$1K ﹤0.01%
100
– –
PNR icon
440
Pentair
PNR
$10.1B
$1K ﹤0.01%
+19
New +$834
VRTS icon
441
Virtus Investment Partners
VRTS
$1.1B
$1K ﹤0.01%
5
– –
DS
442
DELISTED
Drive Shack Inc.
DS
$1K ﹤0.01%
+145
New +$667
MNK
443
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
6
– –
YHOO
444
DELISTED
Yahoo Inc
YHOO
$1K ﹤0.01%
29
– –
ADT
445
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
28
– –
BDBD
446
DELISTED
BOULDER BRANDS INC
BDBD
$1K ﹤0.01%
100
– –
OUBS
447
DELISTED
USB AG (NEW)
OUBS
$1K ﹤0.01%
+48
New +$836
AA icon
448
Alcoa
AA
$11.6B
– –
-93
Closed -$4K
ADI icon
449
Analog Devices
ADI
$183B
– –
-51
Closed -$3K
AGNC icon
450
AGNC Investment
AGNC
$12.9B
– –
-78
Closed -$2K
16 17
18
19 20

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NES
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FBT
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SVMV
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Gary Goldberg Planning Services's Q4 2014 Portfolio in Review

As of Q4 2014, Gary Goldberg Planning Services held 524 positions worth $238M, down 1% from $240M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gary Goldberg Planning Services withdrew a net $9.74M in Q4 2014, closing 68 positions and reducing 130 holdings. Its most notable exit was NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 18% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Gary Goldberg Planning Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $1.47M.

  • Gary Goldberg Planning Services's largest Q4 2014 buy was Nuveen S&P 500 Buy-Write Income Fund: 121,216 shares worth $1.47M.
  • Gary Goldberg Planning Services added most to PPL Corp in Q4 2014, an estimated $4.55M increase.
  • Gary Goldberg Planning Services's biggest Q4 2014 reduction was GSK, cutting an estimated $7.93M.
  • Gary Goldberg Planning Services fully exited NUVEEN EQUITY PREMIUM OPPORTUNITY FUND in Q4 2014, selling an estimated $1.7M.
  • Gary Goldberg Planning Services's ten largest holdings make up 42% of its $238M portfolio in Q4 2014.
  • Gary Goldberg Planning Services opened 37 new positions and closed 68 in Q4 2014.
  • Gary Goldberg Planning Services's portfolio value fell 1% quarter-over-quarter to $238M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2014, filed 9 Feb 2015.