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GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$2.4M
Cap. Flow
-$9.74M
Cap. Flow %
-4.09%
Top 10 Hldgs %
42.04%
Holding
524
New
37
Increased
94
Reduced
130
Closed
68

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$4.55M
2
TE
TECO ENERGY INC
TE
+$3.49M
3
PM icon
Philip Morris
PM
+$3.1M
4
KMI icon
Kinder Morgan
KMI
+$3.09M
5
UL icon
Unilever
UL
+$3.04M

Top Sells

Rank Stock Value
1
GSK icon
GSK
GSK
+$7.93M
2
LMT icon
Lockheed Martin
LMT
+$3.65M
3
LO
LORILLARD INC COM STK
LO
+$3.33M
4
VOD icon
Vodafone
VOD
+$3.07M
5
DUK icon
Duke Energy
DUK
+$2.94M

Sector Composition

Rank Sector Weight
1 Utilities 17.96%
2 Energy 16.16%
3 Communication Services 15.49%
4 Consumer Staples 12.92%
5 Technology 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
326
Invesco QQQ Trust
QQQ
$463B
$14K 0.01%
+135
New +$13.7K
RGP icon
327
Resources Connection
RGP
$152M
$14K 0.01%
860
-4,083
-83% -$61.7K
VGT icon
328
Vanguard Information Technology ETF
VGT
$139B
$14K 0.01%
1,040
– –
FDI
329
DELISTED
FORT DEARBORN INCOME SECS
FDI
$14K 0.01%
1,000
– –
MTSC
330
DELISTED
MTS Systems Corp
MTSC
$14K 0.01%
180
-902
-83% -$61.7K
DNY
331
DELISTED
DONNELLEY R R & SONS CO
DNY
$14K 0.01%
825
– –
BKT icon
332
BlackRock Income Trust
BKT
$338M
$13K 0.01%
667
– –
ETR icon
333
Entergy
ETR
$52.2B
$13K 0.01%
300
– –
KRE icon
334
State Street SPDR S&P Regional Banking ETF
KRE
$4.87B
$13K 0.01%
330
– –
LYG icon
335
Lloyds Banking Group
LYG
$85.4B
$13K 0.01%
2,844
– –
OTTR icon
336
Otter Tail
OTTR
$3.83B
$13K 0.01%
413
+4
+1% +$118
LUMN icon
337
Lumen
LUMN
$6.57B
$12K 0.01%
304
-81
-21% -$3.24K
PPG icon
338
PPG Industries
PPG
$25.8B
$12K 0.01%
100
– –
SDIV icon
339
Global X SuperDividend ETF
SDIV
$1.21B
$12K 0.01%
167
– –
SWK icon
340
Stanley Black & Decker
SWK
$13.6B
$12K 0.01%
127
– –
WFC.PRL icon
341
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$12K 0.01%
10
– –
FDO
342
DELISTED
FAMILY DOLLAR STORES
FDO
$12K 0.01%
155
+1
+0.6% +$78
CMCSK
343
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$12K 0.01%
206
– –
AMLP icon
344
Alerian MLP ETF
AMLP
$12.8B
$11K ﹤0.01%
+124
New +$11.2K
AVNS icon
345
Avanos Medical
AVNS
$1.17B
$11K ﹤0.01%
+238
New +$9.35K
AWP
346
abrdn Global Premier Properties Fund
AWP
$379M
$11K ﹤0.01%
500
– –
CNMD icon
347
CONMED
CNMD
$1.31B
$11K ﹤0.01%
+234
New +$9.81K
DSU icon
348
BlackRock Debt Strategies Fund
DSU
$595M
$11K ﹤0.01%
991
– –
MMLP icon
349
Martin Midstream Partners
MMLP
$91.6M
$11K ﹤0.01%
400
– –
MUR icon
350
Murphy Oil
MUR
$5.28B
$11K ﹤0.01%
220
– –
12 13
14
15 16

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CGOF
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DD
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NES
New England Securities New York $285M AUM 7.18% 1-Year Est. Return
FBT
Founders Bank & Trust Grand Rapids, Michigan $190M AUM 7.04% 1-Year Est. Return
SVMV
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CAMI
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MMC
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SJ
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Gary Goldberg Planning Services's Q4 2014 Portfolio in Review

As of Q4 2014, Gary Goldberg Planning Services held 524 positions worth $238M, down 1% from $240M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gary Goldberg Planning Services withdrew a net $9.74M in Q4 2014, closing 68 positions and reducing 130 holdings. Its most notable exit was NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 18% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Gary Goldberg Planning Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $1.47M.

  • Gary Goldberg Planning Services's largest Q4 2014 buy was Nuveen S&P 500 Buy-Write Income Fund: 121,216 shares worth $1.47M.
  • Gary Goldberg Planning Services added most to PPL Corp in Q4 2014, an estimated $4.55M increase.
  • Gary Goldberg Planning Services's biggest Q4 2014 reduction was GSK, cutting an estimated $7.93M.
  • Gary Goldberg Planning Services fully exited NUVEEN EQUITY PREMIUM OPPORTUNITY FUND in Q4 2014, selling an estimated $1.7M.
  • Gary Goldberg Planning Services's ten largest holdings make up 42% of its $238M portfolio in Q4 2014.
  • Gary Goldberg Planning Services opened 37 new positions and closed 68 in Q4 2014.
  • Gary Goldberg Planning Services's portfolio value fell 1% quarter-over-quarter to $238M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2014, filed 9 Feb 2015.