We are live on ! Find out more
GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$2.4M
Cap. Flow
-$9.74M
Cap. Flow %
-4.09%
Top 10 Hldgs %
42.04%
Holding
524
New
37
Increased
94
Reduced
130
Closed
68

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$4.55M
2
TE
TECO ENERGY INC
TE
+$3.49M
3
PM icon
Philip Morris
PM
+$3.1M
4
KMI icon
Kinder Morgan
KMI
+$3.09M
5
UL icon
Unilever
UL
+$3.04M

Top Sells

Rank Stock Value
1
GSK icon
GSK
GSK
+$7.93M
2
LMT icon
Lockheed Martin
LMT
+$3.65M
3
LO
LORILLARD INC COM STK
LO
+$3.33M
4
VOD icon
Vodafone
VOD
+$3.07M
5
DUK icon
Duke Energy
DUK
+$2.94M

Sector Composition

Rank Sector Weight
1 Utilities 17.96%
2 Energy 16.16%
3 Communication Services 15.49%
4 Consumer Staples 12.92%
5 Technology 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STZ icon
276
Constellation Brands
STZ
$22.3B
$28K 0.01%
285
– –
XLI icon
277
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
$27K 0.01%
485
+100
+26% +$5.5K
XLK icon
278
State Street Technology Select Sector SPDR ETF
XLK
$118B
$27K 0.01%
1,310
+200
+18% +$4.05K
SE
279
DELISTED
Spectra Energy Corp Wi
SE
$27K 0.01%
754
– –
LEG icon
280
Leggett & Platt
LEG
$1.46B
$26K 0.01%
600
-2,002
-77% -$78.9K
MDU icon
281
MDU Resources
MDU
$4.39B
$26K 0.01%
2,959
– –
NEU icon
282
NewMarket
NEU
$7.19B
$26K 0.01%
65
– –
USB icon
283
US Bancorp
USB
$99.2B
$26K 0.01%
575
– –
FHI icon
284
Federated Hermes
FHI
$4.36B
$25K 0.01%
750
– –
HYT icon
285
BlackRock Corporate High Yield Fund
HYT
$1.37B
$24K 0.01%
2,096
– –
ESV
286
DELISTED
Ensco Rowan plc
ESV
$24K 0.01%
196
-9,940
-98% -$1.43M
AZN icon
287
AstraZeneca
AZN
$263B
$23K 0.01%
321
+170
+113% +$12.2K
CPK icon
288
Chesapeake Utilities
CPK
$3.17B
$23K 0.01%
457
– –
RAI
289
DELISTED
Reynolds American Inc
RAI
$23K 0.01%
726
– –
HES
290
DELISTED
Hess
HES
$22K 0.01%
300
– –
PRU icon
291
Prudential Financial
PRU
$41.2B
$22K 0.01%
244
+111
+83% +$9.54K
BUI icon
292
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$21K 0.01%
1,000
– –
HSY icon
293
Hershey
HSY
$34.6B
$21K 0.01%
206
– –
NVS icon
294
Novartis
NVS
$294B
$21K 0.01%
257
– –
VIVO
295
DELISTED
Meridian Bioscience Inc
VIVO
$21K 0.01%
1,284
-1,276
-50% -$21.9K
STON
296
DELISTED
StoneMor Inc.
STON
$21K 0.01%
800
– –
MANH icon
297
Manhattan Associates
MANH
$9.41B
$20K 0.01%
500
– –
PGF icon
298
Invesco Financial Preferred ETF
PGF
$681M
$20K 0.01%
1,075
– –
KYN icon
299
Kayne Anderson Energy Infrastructure Fund
KYN
$2.49B
$19K 0.01%
500
– –
MIN
300
Aberdeen Intermediate Income Fund
MIN
$280M
$19K 0.01%
4,000
– –
10 11
12
13 14

Similar funds

CGOF
Condorcet Global Opportunity Fund New York $242M AUM
DD
Dominick & Dominick New York $197M AUM 11.37% 1-Year Est. Return
NES
New England Securities New York $285M AUM 7.18% 1-Year Est. Return
FBT
Founders Bank & Trust Grand Rapids, Michigan $190M AUM 7.04% 1-Year Est. Return
SVMV
Steamboat Ventures Manager V Grand Cayman, Cayman Islands $190M AUM
CAMI
Concord Asset Management (Illinois) Chicago, Illinois $288M AUM 11.06% 1-Year Est. Return
MMC
MDV Management Company Menlo Park, California $296M AUM
SJ
Stilwell Joseph $174M AUM 15.41% 1-Year Est. Return

Gary Goldberg Planning Services's Q4 2014 Portfolio in Review

As of Q4 2014, Gary Goldberg Planning Services held 524 positions worth $238M, down 1% from $240M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gary Goldberg Planning Services withdrew a net $9.74M in Q4 2014, closing 68 positions and reducing 130 holdings. Its most notable exit was NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 18% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Gary Goldberg Planning Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $1.47M.

  • Gary Goldberg Planning Services's largest Q4 2014 buy was Nuveen S&P 500 Buy-Write Income Fund: 121,216 shares worth $1.47M.
  • Gary Goldberg Planning Services added most to PPL Corp in Q4 2014, an estimated $4.55M increase.
  • Gary Goldberg Planning Services's biggest Q4 2014 reduction was GSK, cutting an estimated $7.93M.
  • Gary Goldberg Planning Services fully exited NUVEEN EQUITY PREMIUM OPPORTUNITY FUND in Q4 2014, selling an estimated $1.7M.
  • Gary Goldberg Planning Services's ten largest holdings make up 42% of its $238M portfolio in Q4 2014.
  • Gary Goldberg Planning Services opened 37 new positions and closed 68 in Q4 2014.
  • Gary Goldberg Planning Services's portfolio value fell 1% quarter-over-quarter to $238M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2014, filed 9 Feb 2015.