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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+11.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$258M
AUM Growth
+$28.9M
Cap. Flow
+$4.82M
Cap. Flow %
1.87%
Top 10 Hldgs %
30.83%
Holding
498
New
23
Increased
176
Reduced
156
Closed
7

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$4.38M
2
AON icon
Aon
AON
+$691K
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$494K
4
NVDA icon
NVIDIA
NVDA
+$304K
5
MNST icon
Monster Beverage
MNST
+$270K

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$911K
2
LLY icon
Eli Lilly
LLY
+$401K
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$391K
4
LRCX icon
Lam Research
LRCX
+$374K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$328K

Sector Composition

Rank Sector Weight
1 Technology 23.31%
2 Financials 10.38%
3 Healthcare 6.11%
4 Consumer Discretionary 5.94%
5 Consumer Staples 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCIC
201
BCP Investment Corp
BCIC
$92.9M
$255K 0.1%
+14,018
New +$246K
RSG icon
202
Republic Services
RSG
$65.7B
$255K 0.1%
1,544
+1
+0.1% +$155
AMAT icon
203
Applied Materials
AMAT
$428B
$255K 0.1%
1,571
-49
-3% -$7.2K
PRU icon
204
Prudential Financial
PRU
$41.8B
$252K 0.1%
2,434
-975
-29% -$93.5K
SPYG icon
205
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$249K 0.1%
3,831
+113
+3% +$6.97K
PCF
206
High Income Securities Fund
PCF
$99.9M
$247K 0.1%
38,537
+2,968
+8% +$18.4K
HUBS icon
207
HubSpot
HUBS
$10.5B
$247K 0.1%
426
-166
-28% -$79.9K
PNNT
208
Pennant Park Investment Corp
PNNT
$241M
$247K 0.1%
35,775
-101
-0.3% -$652
AOM icon
209
iShares Core Moderate Allocation ETF
AOM
$1.78B
$242K 0.09%
5,838
– –
FSD
210
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$242K 0.09%
20,043
+1,323
+7% +$14.5K
AWI icon
211
Armstrong World Industries
AWI
$7.84B
$241K 0.09%
2,453
-500
-17% -$41.3K
CIBR icon
212
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$241K 0.09%
4,477
– –
HBAN icon
213
Huntington Bancshares
HBAN
$35.5B
$237K 0.09%
18,636
– –
PNC icon
214
PNC Financial Services
PNC
$101B
$237K 0.09%
+1,528
New +$198K
MXI icon
215
iShares Global Materials ETF
MXI
$362M
$236K 0.09%
2,706
+35
+1% +$2.82K
IYW icon
216
iShares US Technology ETF
IYW
$25.5B
$236K 0.09%
1,923
-9
-0.5% -$1.02K
FTCS icon
217
First Trust Capital Strength ETF
FTCS
$7.95B
$236K 0.09%
2,948
+641
+28% +$48.8K
IUSB icon
218
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$235K 0.09%
5,100
-11
-0.2% -$486
LHX icon
219
L3Harris
LHX
$53.4B
$234K 0.09%
1,111
-334
-23% -$62.7K
FXR icon
220
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$233K 0.09%
3,595
+199
+6% +$11.7K
FVD icon
221
First Trust Value Line Dividend Fund
FVD
$8.4B
$233K 0.09%
5,735
+181
+3% +$6.94K
SPMD icon
222
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$233K 0.09%
4,773
+1,989
+71% +$88.6K
QCOM icon
223
Qualcomm
QCOM
$176B
$231K 0.09%
+1,597
New +$198K
IWB icon
224
iShares Russell 1000 ETF
IWB
$50.2B
$229K 0.09%
875
-5
-0.6% -$1.22K
DAL icon
225
Delta Air Lines
DAL
$60.1B
$224K 0.09%
5,565
-50
-0.9% -$1.81K
7 8
9
10 11

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HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
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BEC
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GFM
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TPW
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MWA
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Founders Financial Alliance's Q4 2023 Portfolio in Review

As of Q4 2023, Founders Financial Alliance held 498 positions worth $258M, up 13% from $229M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Founders Financial Alliance's Q4 2023 filing shows 23 new, 176 increased, 156 reduced and 7 closed positions. Its largest new stake was Aon: 2,160 shares worth $629K. The largest sale was iShares 0-5 Year TIPS Bond ETF, an estimated $911K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Healthcare.

  • Founders Financial Alliance's largest Q4 2023 buy was Aon: 2,160 shares worth $629K.
  • Founders Financial Alliance added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $4.38M increase.
  • Founders Financial Alliance's biggest Q4 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $911K.
  • Founders Financial Alliance fully exited Lam Research in Q4 2023, selling an estimated $374K.
  • Founders Financial Alliance's ten largest holdings make up 31% of its $258M portfolio in Q4 2023.
  • Founders Financial Alliance opened 23 new positions and closed 7 in Q4 2023.
  • Founders Financial Alliance's portfolio value rose 13% quarter-over-quarter to $258M.

Based on Founders Financial Alliance's 13F filing for Q4 2023, filed 9 Feb 2024.