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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
201
iShares Core Moderate Allocation ETF
AOM
$1.78B
$227K 0.1%
5,838
– –
CRM icon
202
Salesforce
CRM
$158B
$225K 0.1%
1,109
-385
-26% -$83.2K
AMAT icon
203
Applied Materials
AMAT
$428B
$224K 0.1%
1,620
-302
-16% -$43.3K
BIIB icon
204
Biogen
BIIB
$30.7B
$224K 0.1%
872
-58
-6% -$15.5K
IUSB icon
205
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$223K 0.1%
5,111
-1,770
-26% -$79.1K
WBD icon
206
Warner Bros
WBD
$67.1B
$222K 0.1%
20,437
-1,788
-8% -$22.3K
FCX icon
207
Freeport-McMoran
FCX
$97.5B
$222K 0.1%
5,944
-2,495
-30% -$101K
AGG icon
208
iShares Core US Aggregate Bond ETF
AGG
$138B
$221K 0.1%
2,348
+5
+0.2% +$482
SPYG icon
209
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$220K 0.1%
3,718
+644
+21% +$39.4K
PCF
210
High Income Securities Fund
PCF
$99.9M
$220K 0.1%
+35,569
New +$232K
RSG icon
211
Republic Services
RSG
$65.7B
$220K 0.1%
1,543
-340
-18% -$50.5K
ITW icon
212
Illinois Tool Works
ITW
$84.5B
$219K 0.1%
951
-62
-6% -$15.1K
SDIV icon
213
Global X SuperDividend ETF
SDIV
$1.22B
$218K 0.1%
9,939
+1,473
+17% +$33.2K
INTU icon
214
Intuit
INTU
$89B
$218K 0.1%
426
-91
-18% -$46K
AWI icon
215
Armstrong World Industries
AWI
$7.84B
$213K 0.09%
2,953
-43
-1% -$3.21K
MXI icon
216
iShares Global Materials ETF
MXI
$362M
$210K 0.09%
2,671
– –
DAL icon
217
Delta Air Lines
DAL
$60.1B
$208K 0.09%
5,615
-152
-3% -$6.6K
FVD icon
218
First Trust Value Line Dividend Fund
FVD
$8.4B
$208K 0.09%
5,554
+4
+0.1% +$158
IWB icon
219
iShares Russell 1000 ETF
IWB
$50.2B
$207K 0.09%
880
-158
-15% -$38.7K
PFF icon
220
iShares Preferred and Income Securities ETF
PFF
$13.2B
$206K 0.09%
6,841
-1,182
-15% -$36.1K
ROK icon
221
Rockwell Automation
ROK
$49B
$206K 0.09%
720
-62
-8% -$19.2K
CIBR icon
222
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$203K 0.09%
4,477
-249
-5% -$11.4K
MDT icon
223
Medtronic
MDT
$112B
$203K 0.09%
2,594
-731
-22% -$61.2K
IYW icon
224
iShares US Technology ETF
IYW
$25.5B
$203K 0.09%
1,932
-812
-30% -$88.3K
OIH icon
225
VanEck Oil Services ETF
OIH
$1.84B
$202K 0.09%
585
-36
-6% -$12.2K
7 8
9
10 11

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HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
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TPW
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MWA
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Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.