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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$214M
AUM Growth
-$6.12M
Cap. Flow
-$4.49M
Cap. Flow %
-2.1%
Top 10 Hldgs %
27.78%
Holding
488
New
10
Increased
186
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$961K
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$592K
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$590K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$439K
5
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$373K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$708K
2
TWTR
Twitter, Inc.
TWTR
+$547K
3
AIA icon
iShares Asia 50 ETF
AIA
+$543K
4
AVGO icon
Broadcom
AVGO
+$487K
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$477K

Sector Composition

Rank Sector Weight
1 Technology 18.19%
2 Financials 11.72%
3 Consumer Discretionary 6.69%
4 Consumer Staples 6.47%
5 Communication Services 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
201
US Bancorp
USB
$99.6B
$223K 0.1%
3,756
-40
-1% -$2.28K
AWK icon
202
American Water Works
AWK
$26.9B
$222K 0.1%
1,311
+4
+0.3% +$699
RDVY icon
203
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$222K 0.1%
4,684
+2,266
+94% +$110K
FTCS icon
204
First Trust Capital Strength ETF
FTCS
$7.95B
$221K 0.1%
2,952
– –
CL icon
205
Colgate-Palmolive
CL
$74.4B
$220K 0.1%
2,924
+162
+6% +$12.9K
MA icon
206
Mastercard
MA
$493B
$220K 0.1%
634
-204
-24% -$74.2K
IWB icon
207
iShares Russell 1000 ETF
IWB
$50.2B
$219K 0.1%
906
-24
-3% -$5.97K
OIH icon
208
VanEck Oil Services ETF
OIH
$1.84B
$216K 0.1%
1,096
+166
+18% +$31.6K
ACN icon
209
Accenture
ACN
$108B
$215K 0.1%
+670
New +$218K
FITB
210
Fifth Third Bancorp
FITB
$51.8B
$215K 0.1%
5,064
+676
+15% +$25.9K
CW icon
211
Curtiss-Wright
CW
$25.5B
$212K 0.1%
1,680
– –
TJX icon
212
TJX Companies
TJX
$178B
$212K 0.1%
3,224
+37
+1% +$2.58K
MXI icon
213
iShares Global Materials ETF
MXI
$362M
$208K 0.1%
2,447
-1
-0% -$91
OXY icon
214
Occidental Petroleum
OXY
$55.9B
$205K 0.1%
6,932
+100
+1% +$2.67K
ZTS icon
215
Zoetis
ZTS
$30B
$205K 0.1%
1,055
-446
-30% -$90K
FTC icon
216
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$204K 0.1%
1,833
– –
VFH icon
217
Vanguard Financials ETF
VFH
$13.8B
$203K 0.09%
2,187
+800
+58% +$73.8K
SDY icon
218
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$202K 0.09%
1,715
– –
NFG icon
219
National Fuel Gas
NFG
$7.65B
$201K 0.09%
3,832
– –
FBIN icon
220
Fortune Brands Innovations
FBIN
$6.06B
$200K 0.09%
2,613
– –
SHOP icon
221
Shopify
SHOP
$195B
$200K 0.09%
1,470
-2,250
-60% -$337K
ESGU icon
222
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$199K 0.09%
2,019
+976
+94% +$98.9K
VV icon
223
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$199K 0.09%
991
-51
-5% -$10.5K
FXD icon
224
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$196K 0.09%
3,318
+223
+7% +$13.6K
IEUR icon
225
iShares Core MSCI Europe ETF
IEUR
$9.17B
$196K 0.09%
3,489
– –
7 8
9
10 11

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2021 Portfolio in Review

As of Q3 2021, Founders Financial Alliance held 488 positions worth $214M, down 2.8% from $220M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance's Q3 2021 filing shows 10 new, 186 increased, 109 reduced and 33 closed positions. Its largest new stake was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K. The largest sale was UnitedHealth, an estimated $708K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Founders Financial Alliance's largest Q3 2021 buy was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K.
  • Founders Financial Alliance added most to ARK Web x.0 ETF in Q3 2021, an estimated $961K increase.
  • Founders Financial Alliance's biggest Q3 2021 reduction was UnitedHealth, cutting an estimated $708K.
  • Founders Financial Alliance fully exited Twitter, Inc. in Q3 2021, selling an estimated $547K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $214M portfolio in Q3 2021.
  • Founders Financial Alliance opened 10 new positions and closed 33 in Q3 2021.
  • Founders Financial Alliance's portfolio value fell 2.8% quarter-over-quarter to $214M.

Based on Founders Financial Alliance's 13F filing for Q3 2021, filed 15 Nov 2021.