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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEUR icon
201
iShares Core MSCI Europe ETF
IEUR
$9.16B
$178K 0.1%
3,489
-504
-13% -$24.2K
HBAN icon
202
Huntington Bancshares
HBAN
$35.5B
$175K 0.1%
13,857
-3,239
-19% -$36.8K
XLY icon
203
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$172K 0.1%
2,158
+258
+14% +$19.9K
EFA icon
204
iShares MSCI EAFE ETF
EFA
$80B
$171K 0.1%
2,329
-4
-0.2% -$274
EFAS icon
205
Global X MSCI SuperDividend EAFE ETF
EFAS
$53.8M
$170K 0.1%
11,487
+600
+6% +$8.04K
PNC icon
206
PNC Financial Services
PNC
$101B
$169K 0.1%
1,125
+276
+33% +$35.3K
NLY icon
207
Annaly Capital Management
NLY
$17.2B
$164K 0.09%
4,915
+47
+1% +$1.45K
XAR icon
208
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.58B
$164K 0.09%
1,427
+48
+3% +$4.87K
XLV icon
209
State Street Health Care Select Sector SPDR ETF
XLV
$43.7B
$163K 0.09%
1,436
+75
+6% +$8.19K
HDV
210
iShares Core High Dividend ETF
HDV
$14.9B
$162K 0.09%
9,235
+45
+0.5% +$762
IXN icon
211
iShares Global Tech ETF
IXN
$9.24B
$161K 0.09%
3,180
+918
+41% +$42.4K
XLU icon
212
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$160K 0.09%
5,076
+410
+9% +$13K
FTCS icon
213
First Trust Capital Strength ETF
FTCS
$7.98B
$158K 0.09%
2,330
+1,595
+217% +$104K
FXO icon
214
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$158K 0.09%
4,625
-1,534
-25% -$47K
SDY icon
215
State Street SPDR S&P Dividend ETF
SDY
$22B
$156K 0.09%
1,479
– –
IGIB icon
216
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$155K 0.09%
2,497
-50
-2% -$3.06K
ESGE icon
217
iShares ESG Aware MSCI EM ETF
ESGE
$6.7B
$153K 0.09%
3,654
+2,654
+265% +$103K
UBCP icon
218
United Bancorp
UBCP
$96.4M
$150K 0.08%
11,332
+2,012
+22% +$25.3K
FV icon
219
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$140K 0.08%
3,468
+650
+23% +$24.4K
HEFA icon
220
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$139K 0.08%
4,554
– –
IGSB icon
221
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$139K 0.08%
2,518
+245
+11% +$13.5K
FNY icon
222
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$603M
$136K 0.08%
2,084
– –
FXL icon
223
First Trust Technology AlphaDEX Fund
FXL
$2.8B
$136K 0.08%
1,208
– –
IGPT icon
224
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$133K 0.08%
2,595
– –
IEF icon
225
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$132K 0.07%
1,101
+224
+26% +$26.9K
7 8
9
10 11

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
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Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.