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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
176
Vanguard Information Technology ETF
VGT
$148B
$288K 0.13%
5,560
-240
-4% -$13.1K
IWY icon
177
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$287K 0.13%
1,867
-7
-0.4% -$1.12K
FNB icon
178
FNB Corp
FNB
$6.71B
$285K 0.12%
26,406
– –
RSP icon
179
Invesco S&P 500 Equal Weight ETF
RSP
$99.2B
$285K 0.12%
2,009
+50
+3% +$7.47K
TMO icon
180
Thermo Fisher Scientific
TMO
$220B
$282K 0.12%
557
-75
-12% -$40K
NFLX icon
181
Netflix
NFLX
$315B
$279K 0.12%
7,390
-3,080
-29% -$131K
RDVY icon
182
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$278K 0.12%
6,045
+18
+0.3% +$861
XRMI icon
183
Global X S&P 500 Risk Managed Income ETF
XRMI
$49.7M
$277K 0.12%
14,476
+2,147
+17% +$42.8K
VO icon
184
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$276K 0.12%
5,300
+120
+2% +$6.58K
KMPR icon
185
Kemper
KMPR
$1.54B
$272K 0.12%
6,480
– –
ZTS icon
186
Zoetis
ZTS
$30.4B
$258K 0.11%
1,483
-292
-16% -$53K
UCB
187
United Community Banks
UCB
$4.23B
$256K 0.11%
10,070
– –
LHX icon
188
L3Harris
LHX
$54.5B
$252K 0.11%
1,445
-152
-10% -$28K
KMB icon
189
Kimberly-Clark
KMB
$36.3B
$249K 0.11%
2,057
-265
-11% -$34.2K
NOC icon
190
Northrop Grumman
NOC
$82.3B
$246K 0.11%
558
-20
-3% -$8.78K
XAR icon
191
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.54B
$242K 0.11%
2,162
-24
-1% -$2.87K
DVY icon
192
iShares Select Dividend ETF
DVY
$23.6B
$242K 0.11%
2,248
+37
+2% +$4.21K
PANW icon
193
Palo Alto Networks
PANW
$312B
$239K 0.1%
2,040
-172
-8% -$20.4K
JCI icon
194
Johnson Controls International
JCI
$91.9B
$239K 0.1%
4,491
-532
-11% -$32.8K
PNNT
195
Pennant Park Investment Corp
PNNT
$244M
$236K 0.1%
+35,876
New +$232K
ESGU icon
196
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$234K 0.1%
2,493
-1,147
-32% -$112K
PODD icon
197
Insulet
PODD
$9.94B
$234K 0.1%
1,467
-82
-5% -$18.4K
FTA icon
198
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$231K 0.1%
3,562
– –
ELV icon
199
Elevance Health
ELV
$86.2B
$230K 0.1%
529
-14
-3% -$6.35K
DHR icon
200
Danaher
DHR
$145B
$227K 0.1%
1,033
-177
-15% -$39.5K
6 7
8
9 10

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JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.