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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
176
3M
MMM
$94.3B
$312K 0.13%
2,099
+23
+1% +$3.43K
AOM icon
177
iShares Core Moderate Allocation ETF
AOM
$1.78B
$311K 0.13%
6,838
-350
-5% -$15.9K
GSK icon
178
GSK
GSK
$106B
$310K 0.12%
5,632
+1
+0% +$52
LHX icon
179
L3Harris
LHX
$53.4B
$301K 0.12%
+1,413
New +$313K
WBA
180
DELISTED
Walgreens Boots Alliance
WBA
$300K 0.12%
5,756
+73
+1% +$3.54K
BIIB icon
181
Biogen
BIIB
$30.7B
$298K 0.12%
+1,244
New +$320K
AXP icon
182
American Express
AXP
$230B
$297K 0.12%
1,814
– –
DHR icon
183
Danaher
DHR
$144B
$297K 0.12%
1,019
+104
+11% +$28.6K
AOS icon
184
A.O. Smith
AOS
$8.7B
$293K 0.12%
3,412
-300
-8% -$22.9K
GOVT icon
185
iShares US Treasury Bond ETF
GOVT
$43.8B
$290K 0.12%
10,878
-1,268
-10% -$33.6K
CRM icon
186
Salesforce
CRM
$158B
$287K 0.12%
+1,128
New +$317K
DFS
187
DELISTED
Discover Financial Services
DFS
$285K 0.11%
2,469
+39
+2% +$4.61K
FV icon
188
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$282K 0.11%
5,737
+390
+7% +$19.1K
PINS icon
189
Pinterest
PINS
$13.4B
$282K 0.11%
7,763
-92
-1% -$4.09K
CL icon
190
Colgate-Palmolive
CL
$74.4B
$281K 0.11%
3,291
+367
+13% +$28.7K
XLV icon
191
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$281K 0.11%
1,991
+19
+1% +$2.52K
IUSB icon
192
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$280K 0.11%
5,293
+616
+13% +$32.7K
ACN icon
193
Accenture
ACN
$108B
$278K 0.11%
670
– –
CIBR icon
194
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$272K 0.11%
5,156
– –
COF icon
195
Capital One
COF
$134B
$271K 0.11%
1,868
+29
+2% +$4.48K
XLY icon
196
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$271K 0.11%
2,648
+2
+0.1% +$199
DVY icon
197
iShares Select Dividend ETF
DVY
$23.6B
$270K 0.11%
2,204
+13
+0.6% +$1.55K
MBB icon
198
iShares MBS ETF
MBB
$39.1B
$269K 0.11%
2,505
+59
+2% +$6.35K
NFLX icon
199
Netflix
NFLX
$309B
$269K 0.11%
+4,470
New +$286K
WDC icon
200
Western Digital
WDC
$150B
$269K 0.11%
+5,456
New +$237K
6 7
8
9 10

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.