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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
151
Abbott
ABT
$187B
$343K 0.15%
3,542
-453
-11% -$47.6K
GSBD icon
152
Goldman Sachs BDC
GSBD
$1.1B
$340K 0.15%
+23,325
New +$336K
EPD icon
153
Enterprise Products Partners
EPD
$81.7B
$334K 0.15%
12,208
– –
CW icon
154
Curtiss-Wright
CW
$25.5B
$329K 0.14%
1,680
– –
GS icon
155
Goldman Sachs
GS
$303B
$326K 0.14%
1,007
-296
-23% -$98.9K
AXP icon
156
American Express
AXP
$230B
$324K 0.14%
2,174
-212
-9% -$34.7K
PRU icon
157
Prudential Financial
PRU
$41.8B
$323K 0.14%
3,409
-33
-1% -$3.12K
BLK icon
158
Blackrock
BLK
$176B
$319K 0.14%
494
-111
-18% -$77.5K
NUE icon
159
Nucor
NUE
$62.1B
$319K 0.14%
2,042
-37
-2% -$6.12K
DG icon
160
Dollar General
DG
$27.9B
$317K 0.14%
2,999
+58
+2% +$8.65K
EQT icon
161
EQT Corp
EQT
$32.3B
$313K 0.14%
7,721
+2
+0% +$83
GSK icon
162
GSK
GSK
$106B
$312K 0.14%
8,619
-679
-7% -$24.1K
USMV icon
163
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$308K 0.13%
4,250
-717
-14% -$53.5K
ET icon
164
Energy Transfer Partners
ET
$69.3B
$307K 0.13%
21,914
-103
-0.5% -$1.37K
SPYM
165
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$307K 0.13%
6,117
+296
+5% +$15.5K
WFC icon
166
Wells Fargo
WFC
$264B
$307K 0.13%
7,515
-439
-6% -$19K
C icon
167
Citigroup
C
$226B
$307K 0.13%
7,454
-1,447
-16% -$63.5K
APD icon
168
Air Products & Chemicals
APD
$67.6B
$304K 0.13%
1,072
-290
-21% -$85.1K
NKE icon
169
Nike
NKE
$61.9B
$303K 0.13%
3,171
-455
-13% -$46.8K
FV icon
170
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$298K 0.13%
6,724
+6
+0.1% +$279
GSLC icon
171
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$297K 0.13%
3,523
-33
-0.9% -$2.89K
UBCP icon
172
United Bancorp
UBCP
$96M
$294K 0.13%
25,431
+23
+0.1% +$270
TSM icon
173
TSMC
TSM
$2.18T
$292K 0.13%
3,361
-706
-17% -$66.8K
HUBS icon
174
HubSpot
HUBS
$10.5B
$292K 0.13%
592
-17
-3% -$8.88K
CARR icon
175
Carrier Global
CARR
$52.8B
$290K 0.13%
5,257
-23
-0.4% -$1.27K
5 6
7
8 9

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.