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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMPR icon
151
Kemper
KMPR
$1.68B
$381K 0.15%
6,480
– –
MPT
152
Medical Properties Trust
MPT
$2.81B
$380K 0.15%
16,075
+207
+1% +$4.43K
TMO icon
153
Thermo Fisher Scientific
TMO
$220B
$379K 0.15%
+568
New +$355K
SCHD icon
154
Schwab US Dividend Equity ETF
SCHD
$106B
$370K 0.15%
13,737
+3,099
+29% +$80.5K
AMGN icon
155
Amgen
AMGN
$222B
$367K 0.15%
1,632
-13
-0.8% -$2.74K
MRNA icon
156
Moderna
MRNA
$23.6B
$367K 0.15%
1,446
+60
+4% +$17.5K
APD icon
157
Air Products & Chemicals
APD
$67.6B
$364K 0.15%
1,198
+171
+17% +$50.2K
TSM icon
158
TSMC
TSM
$2.18T
$362K 0.15%
3,012
+101
+3% +$11.8K
WFC icon
159
Wells Fargo
WFC
$264B
$362K 0.15%
7,544
+2
+0% +$98
STOR
160
DELISTED
STORE Capital Corporation
STOR
$355K 0.14%
10,311
+3,098
+43% +$105K
IJR icon
161
iShares Core S&P Small-Cap ETF
IJR
$112B
$354K 0.14%
3,096
+202
+7% +$23K
USMV icon
162
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$353K 0.14%
4,369
+52
+1% +$4.03K
LIN icon
163
Linde
LIN
$226B
$347K 0.14%
1,002
+10
+1% +$3.24K
CRWD icon
164
CrowdStrike
CRWD
$218B
$342K 0.14%
6,684
+2,988
+81% +$182K
TWTR
165
DELISTED
Twitter, Inc.
TWTR
$341K 0.14%
+7,885
New +$410K
GSLC icon
166
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$335K 0.13%
3,523
– –
VO icon
167
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$334K 0.13%
5,236
– –
ITW icon
168
Illinois Tool Works
ITW
$84.5B
$333K 0.13%
1,350
+1
+0.1% +$232
HTGC icon
169
Hercules Capital
HTGC
$3.23B
$332K 0.13%
19,998
+457
+2% +$7.75K
RDS.A
170
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$332K 0.13%
7,640
+34
+0.4% +$1.53K
KMB icon
171
Kimberly-Clark
KMB
$36.5B
$330K 0.13%
2,309
-265
-10% -$35.7K
COP icon
172
ConocoPhillips
COP
$141B
$326K 0.13%
4,510
-47
-1% -$3.42K
CARR icon
173
Carrier Global
CARR
$52.8B
$319K 0.13%
5,889
+2
+0% +$108
ESGU icon
174
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$317K 0.13%
2,940
+921
+46% +$96.6K
PODD icon
175
Insulet
PODD
$9.79B
$314K 0.13%
1,179
+137
+13% +$39.7K
5 6
7
8 9

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.