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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
126
Kinder Morgan
KMI
$69.3B
$382K 0.17%
23,054
-65
-0.3% -$1.12K
CSX icon
127
CSX Corp
CSX
$93B
$382K 0.17%
12,418
-180
-1% -$5.7K
VFH icon
128
Vanguard Financials ETF
VFH
$13.8B
$378K 0.17%
4,709
+157
+3% +$13.1K
ADP icon
129
Automatic Data Processing
ADP
$108B
$375K 0.16%
1,559
-56
-3% -$13.7K
XLI icon
130
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$374K 0.16%
3,693
-100
-3% -$10.7K
TDY icon
131
Teledyne Technologies
TDY
$32.1B
$374K 0.16%
915
-237
-21% -$96.2K
LRCX icon
132
Lam Research
LRCX
$387B
$374K 0.16%
5,960
-720
-11% -$47.3K
QQEW icon
133
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
$372K 0.16%
3,579
+1
+0% +$108
LQDH icon
134
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$370K 0.16%
4,000
-33
-0.8% -$3.06K
WMB icon
135
Williams Companies
WMB
$86.8B
$369K 0.16%
10,948
-207
-2% -$7.06K
EMR icon
136
Emerson Electric
EMR
$88.7B
$364K 0.16%
3,769
-237
-6% -$22.6K
FDN icon
137
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.39B
$363K 0.16%
2,276
+737
+48% +$122K
SLV icon
138
iShares Silver Trust
SLV
$31.7B
$362K 0.16%
17,800
– –
GLD icon
139
SPDR Gold Trust
GLD
$142B
$362K 0.16%
2,111
+66
+3% +$11.8K
XOP icon
140
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
$362K 0.16%
2,446
-17
-0.7% -$2.44K
CHI
141
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$361K 0.16%
34,246
+193
+0.6% +$2.1K
DEO icon
142
Diageo
DEO
$53.8B
$358K 0.16%
2,403
-460
-16% -$77K
VWO icon
143
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$358K 0.16%
9,139
+5
+0.1% +$204
ACN icon
144
Accenture
ACN
$109B
$354K 0.15%
1,153
-250
-18% -$78.8K
IEMG icon
145
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$353K 0.15%
7,421
-2,296
-24% -$114K
TEL icon
146
TE Connectivity
TEL
$62.6B
$350K 0.15%
2,836
-107
-4% -$14.3K
AGNC icon
147
AGNC Investment
AGNC
$12.7B
$347K 0.15%
36,780
+18,461
+101% +$183K
UNP icon
148
Union Pacific
UNP
$174B
$345K 0.15%
1,697
+184
+12% +$40.1K
ADSK icon
149
Autodesk
ADSK
$54B
$345K 0.15%
1,668
-193
-10% -$40.6K
PINS icon
150
Pinterest
PINS
$13.7B
$344K 0.15%
12,732
+208
+2% +$5.68K
4 5
6
7 8

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HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
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Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.