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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
126
Vanguard Financials ETF
VFH
$13.8B
$437K 0.18%
4,529
+2,342
+107% +$228K
CCI icon
127
Crown Castle
CCI
$32.2B
$436K 0.18%
2,089
-6
-0.3% -$1.11K
MDT icon
128
Medtronic
MDT
$112B
$435K 0.18%
4,204
+1,136
+37% +$132K
TEL icon
129
TE Connectivity
TEL
$62.6B
$434K 0.17%
+2,693
New +$416K
IWY icon
130
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$433K 0.17%
2,496
– –
EMR icon
131
Emerson Electric
EMR
$88.3B
$424K 0.17%
4,564
+135
+3% +$12.7K
QQEW icon
132
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$423K 0.17%
3,572
-1
-0% -$116
QQQH
133
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$417K 0.17%
7,476
+414
+6% +$23.3K
LQDH icon
134
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$415K 0.17%
4,339
-410
-9% -$39.3K
LMT icon
135
Lockheed Martin
LMT
$136B
$414K 0.17%
1,166
-52
-4% -$18K
XBI icon
136
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$413K 0.17%
3,684
– –
ADSK icon
137
Autodesk
ADSK
$52.6B
$408K 0.16%
+1,450
New +$423K
AWI icon
138
Armstrong World Industries
AWI
$7.84B
$406K 0.16%
3,500
-350
-9% -$37.8K
KMI icon
139
Kinder Morgan
KMI
$68.7B
$404K 0.16%
25,460
+422
+2% +$7.02K
LRCX icon
140
Lam Research
LRCX
$390B
$402K 0.16%
5,590
-2,890
-34% -$181K
TDY icon
141
Teledyne Technologies
TDY
$32B
$401K 0.16%
917
– –
GS icon
142
Goldman Sachs
GS
$303B
$397K 0.16%
1,038
+18
+2% +$7.13K
FVD icon
143
First Trust Value Line Dividend Fund
FVD
$8.4B
$394K 0.16%
9,155
+87
+1% +$3.6K
ZTS icon
144
Zoetis
ZTS
$30B
$392K 0.16%
1,605
+550
+52% +$120K
ADP icon
145
Automatic Data Processing
ADP
$108B
$390K 0.16%
1,581
– –
NKE icon
146
Nike
NKE
$61.9B
$390K 0.16%
2,340
+461
+25% +$76K
ENB icon
147
Enbridge
ENB
$112B
$389K 0.16%
9,950
+1,665
+20% +$66.8K
XMVM icon
148
Invesco S&P MidCap Value with Momentum ETF
XMVM
$503M
$389K 0.16%
7,971
+1
+0% +$48
DGRO icon
149
iShares Core Dividend Growth ETF
DGRO
$43.6B
$384K 0.15%
6,912
-147
-2% -$7.84K
FDN icon
150
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$381K 0.15%
1,687
– –
4 5
6
7 8

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.