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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$214M
AUM Growth
-$6.12M
Cap. Flow
-$4.49M
Cap. Flow %
-2.1%
Top 10 Hldgs %
27.78%
Holding
488
New
10
Increased
186
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$961K
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$592K
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$590K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$439K
5
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$373K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$708K
2
TWTR
Twitter, Inc.
TWTR
+$547K
3
AIA icon
iShares Asia 50 ETF
AIA
+$543K
4
AVGO icon
Broadcom
AVGO
+$487K
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$477K

Sector Composition

Rank Sector Weight
1 Technology 18.19%
2 Financials 11.72%
3 Consumer Discretionary 6.69%
4 Consumer Staples 6.47%
5 Communication Services 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PINS icon
126
Pinterest
PINS
$13.4B
$400K 0.19%
7,855
+50
+0.6% +$3.07K
UNP icon
127
Union Pacific
UNP
$174B
$399K 0.19%
2,035
+113
+6% +$24.4K
FDN icon
128
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$397K 0.19%
1,687
+120
+8% +$29.3K
QQEW icon
129
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$397K 0.19%
3,573
+1
+0% +$114
TDY icon
130
Teledyne Technologies
TDY
$32B
$394K 0.18%
917
-3
-0.3% -$1.33K
QQQH
131
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$384M
$388K 0.18%
7,062
+6,562
+1,312% +$373K
GS icon
132
Goldman Sachs
GS
$303B
$385K 0.18%
1,020
+105
+11% +$41K
SPGI icon
133
S&P Global
SPGI
$120B
$385K 0.18%
907
+2
+0.2% +$867
MDT icon
134
Medtronic
MDT
$112B
$384K 0.18%
3,068
-258
-8% -$33.4K
IWY icon
135
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$381K 0.18%
2,496
-2
-0.1% -$316
ELV icon
136
Elevance Health
ELV
$85.5B
$369K 0.17%
989
+157
+19% +$59.7K
AWI icon
137
Armstrong World Industries
AWI
$7.84B
$368K 0.17%
3,850
+25
+0.7% +$2.62K
CCI icon
138
Crown Castle
CCI
$32.2B
$362K 0.17%
2,095
+197
+10% +$38.1K
XMVM icon
139
Invesco S&P MidCap Value with Momentum ETF
XMVM
$503M
$356K 0.17%
7,970
-446
-5% -$20.3K
DGRO icon
140
iShares Core Dividend Growth ETF
DGRO
$43.6B
$355K 0.17%
7,059
+547
+8% +$28.3K
FVD icon
141
First Trust Value Line Dividend Fund
FVD
$8.4B
$355K 0.17%
9,068
+88
+1% +$3.57K
WFC icon
142
Wells Fargo
WFC
$264B
$350K 0.16%
7,542
-98
-1% -$4.54K
AMGN icon
143
Amgen
AMGN
$222B
$349K 0.16%
1,645
-194
-11% -$44.7K
CSX icon
144
CSX Corp
CSX
$93.1B
$343K 0.16%
11,533
-100
-0.9% -$3.2K
KMB icon
145
Kimberly-Clark
KMB
$36.5B
$341K 0.16%
2,574
-181
-7% -$24.6K
RDS.A
146
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$339K 0.16%
7,606
-334
-4% -$13.5K
ENB icon
147
Enbridge
ENB
$112B
$329K 0.15%
8,285
-67
-0.8% -$2.64K
HTGC icon
148
Hercules Capital
HTGC
$3.23B
$325K 0.15%
19,541
+424
+2% +$7.21K
TSM icon
149
TSMC
TSM
$2.18T
$325K 0.15%
2,911
+145
+5% +$17K
AOM icon
150
iShares Core Moderate Allocation ETF
AOM
$1.78B
$322K 0.15%
7,188
– –
4 5
6
7 8

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2021 Portfolio in Review

As of Q3 2021, Founders Financial Alliance held 488 positions worth $214M, down 2.8% from $220M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance's Q3 2021 filing shows 10 new, 186 increased, 109 reduced and 33 closed positions. Its largest new stake was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K. The largest sale was UnitedHealth, an estimated $708K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Founders Financial Alliance's largest Q3 2021 buy was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K.
  • Founders Financial Alliance added most to ARK Web x.0 ETF in Q3 2021, an estimated $961K increase.
  • Founders Financial Alliance's biggest Q3 2021 reduction was UnitedHealth, cutting an estimated $708K.
  • Founders Financial Alliance fully exited Twitter, Inc. in Q3 2021, selling an estimated $547K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $214M portfolio in Q3 2021.
  • Founders Financial Alliance opened 10 new positions and closed 33 in Q3 2021.
  • Founders Financial Alliance's portfolio value fell 2.8% quarter-over-quarter to $214M.

Based on Founders Financial Alliance's 13F filing for Q3 2021, filed 15 Nov 2021.