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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBC
1401
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-10
Closed –
FMAR
1402
DELISTED
FIRST MARINER BANCORP
FMAR
– –
-3,000
Closed –
DAI
1403
DELISTED
DAIMLER AG
DAI
– –
-13
Closed -$1K
NSANY
1404
DELISTED
NISSAN MOTOR CO LTD SPONS ADR
NSANY
– –
-523
Closed -$4K
ATVI
1405
DELISTED
Activision Blizzard
ATVI
– –
-205
Closed -$16K
DISH
1406
DELISTED
DISH Network Corp.
DISH
– –
-192
Closed -$5K
BF
1407
DELISTED
BASF AKTIENGESELLT ADS(RP1 ORD
BF
– –
-590
Closed -$9K
UBA
1408
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-300
Closed -$3K
JRO
1409
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-2,570
Closed -$20K
HSKA
1410
DELISTED
Heska Corp
HSKA
– –
-116
Closed -$12K
PSXP
1411
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
– –
-186
Closed -$4K
MBT
1412
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-271
Closed -$2K
CHL
1413
DELISTED
China Mobile Limited
CHL
– –
-342
Closed -$11K
UN
1414
DELISTED
Unilever NV New York Registry Shares
UN
– –
-274
Closed -$17K
FTR
1415
DELISTED
Frontier Communications Corp.
FTR
– –
-9
Closed –
SLY
1416
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$0 ﹤0.01%
+6
New +$427
CHA
1417
DELISTED
China Telecom Corporation, LTD
CHA
– –
-620
Closed -$19K
CIT
1418
DELISTED
CIT Group Inc.
CIT
– –
-199
Closed -$4K
AZPN
1419
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-99
Closed -$14K
SPN
1420
DELISTED
Superior Energy Services, Inc.
SPN
– –
-16
Closed –
53 54 55 56
57

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HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
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BEC
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GFM
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TPW
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MWA
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Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.