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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSD
1301
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-500
Closed -$7K
WRK
1302
DELISTED
WestRock Company
WRK
– –
-500
Closed -$18K
SIX
1303
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-330
Closed -$7K
AVGR
1304
DELISTED
Avinger, Inc. Common Stock
AVGR
– –
-1
Closed –
FEI
1305
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-2,000
Closed -$9K
FPL
1306
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-2,300
Closed -$9K
FIF
1307
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-600
Closed -$5K
PXD
1308
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-54
Closed -$5K
CBD
1309
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-125
Closed -$2K
CBAY
1310
DELISTED
Cymabay Therapeutics
CBAY
– –
-200
Closed -$1K
AYX
1311
DELISTED
Alteryx Inc
AYX
– –
-72
Closed -$7K
SPLK
1312
DELISTED
Splunk Inc
SPLK
– –
-120
Closed -$23K
IMGN
1313
DELISTED
Immunogen Inc
IMGN
– –
-23
Closed –
NVTA
1314
DELISTED
Invitae Corporation
NVTA
– –
-64
Closed -$3K
MRTX
1315
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-17
Closed -$4K
LTHM
1316
DELISTED
Livent Corporation
LTHM
– –
-492
Closed -$4K
VRTV
1317
DELISTED
VERITIV CORPORATION
VRTV
– –
-13
Closed –
PACW
1318
DELISTED
PacWest Bancorp
PACW
– –
-136
Closed -$2K
VMW
1319
DELISTED
VMware, Inc
VMW
– –
-58
Closed -$8K
NEWR
1320
DELISTED
New Relic, Inc.
NEWR
– –
-59
Closed -$4K
ICPT
1321
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-75
Closed -$3K
JPS
1322
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-4,058
Closed -$36K
RAD
1323
DELISTED
Rite Aid Corporation
RAD
– –
-515
Closed -$5K
SDC
1324
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-50
Closed -$1K
CELL
1325
DELISTED
PhenomeX Inc. Common Stock
CELL
– –
-7
Closed -$1K
51 52
53
54 55

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.