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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
101
Intel
INTC
$513B
$479K 0.21%
13,469
-740
-5% -$25.8K
VYM icon
102
Vanguard High Dividend Yield ETF
VYM
$83.5B
$475K 0.21%
4,598
-298
-6% -$32K
ENB icon
103
Enbridge
ENB
$112B
$473K 0.21%
14,241
+1,673
+13% +$59.4K
CRWD icon
104
CrowdStrike
CRWD
$218B
$468K 0.2%
11,184
-480
-4% -$18.7K
O icon
105
Realty Income
O
$59.1B
$467K 0.2%
9,348
-39
-0.4% -$2.24K
DLN icon
106
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$463K 0.2%
7,536
+4
+0.1% +$255
LMT icon
107
Lockheed Martin
LMT
$136B
$460K 0.2%
1,124
-106
-9% -$47K
SHEL icon
108
Shell
SHEL
$245B
$449K 0.2%
6,976
-562
-7% -$35K
IEFA icon
109
iShares Core MSCI EAFE ETF
IEFA
$196B
$442K 0.19%
6,870
-488
-7% -$32.7K
WSBC icon
110
WesBanco
WSBC
$4B
$441K 0.19%
18,039
-1,098
-6% -$28.5K
SPGI icon
111
S&P Global
SPGI
$120B
$438K 0.19%
1,198
-215
-15% -$84.5K
AMT icon
112
American Tower
AMT
$80.4B
$435K 0.19%
2,648
-48
-2% -$8.77K
GE icon
113
GE Aerospace
GE
$384B
$420K 0.18%
4,765
-291
-6% -$26.2K
TJX icon
114
TJX Companies
TJX
$178B
$417K 0.18%
4,696
-189
-4% -$16.6K
BME icon
115
BlackRock Health Sciences Trust
BME
$570M
$416K 0.18%
10,623
+6
+0.1% +$239
EGP icon
116
EastGroup Properties
EGP
$10.9B
$410K 0.18%
2,461
– –
TXN icon
117
Texas Instruments
TXN
$261B
$403K 0.18%
2,532
-612
-19% -$104K
MA icon
118
Mastercard
MA
$493B
$396K 0.17%
1,001
-214
-18% -$85.9K
HTGC icon
119
Hercules Capital
HTGC
$3.23B
$395K 0.17%
24,063
+294
+1% +$4.81K
XYLD icon
120
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$392K 0.17%
10,084
+5
+0% +$203
IWR icon
121
iShares Russell Mid-Cap ETF
IWR
$57.5B
$390K 0.17%
5,639
-11
-0.2% -$802
BMY icon
122
Bristol-Myers Squibb
BMY
$132B
$390K 0.17%
6,722
-783
-10% -$48K
LIN icon
123
Linde
LIN
$226B
$385K 0.17%
1,033
-165
-14% -$62.8K
IJH icon
124
iShares Core S&P Mid-Cap ETF
IJH
$127B
$383K 0.17%
7,675
-280
-4% -$14.7K
IJR icon
125
iShares Core S&P Small-Cap ETF
IJR
$112B
$382K 0.17%
4,054
-170
-4% -$17K
3 4
5
6 7

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.