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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
101
Iron Mountain
IRM
$36.1B
$563K 0.23%
10,765
+611
+6% +$28.9K
TSLA icon
102
Tesla
TSLA
$1.3T
$562K 0.23%
1,596
+27
+2% +$9.06K
EGP icon
103
EastGroup Properties
EGP
$10.9B
$561K 0.23%
2,461
– –
XLI icon
104
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$555K 0.22%
5,246
-225
-4% -$23.4K
VRTX icon
105
Vertex Pharmaceuticals
VRTX
$126B
$546K 0.22%
+2,487
New +$484K
SLYV icon
106
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$545K 0.22%
6,428
+3
+0% +$256
VIOV icon
107
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.9B
$544K 0.22%
6,028
+4
+0.1% +$363
COST icon
108
Costco
COST
$420B
$540K 0.22%
950
-22
-2% -$11.3K
PFF icon
109
iShares Preferred and Income Securities ETF
PFF
$13.2B
$515K 0.21%
13,069
+250
+2% +$9.71K
CHI
110
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$509K 0.2%
33,684
+471
+1% +$7.3K
VYM icon
111
Vanguard High Dividend Yield ETF
VYM
$83.5B
$495K 0.2%
4,411
+497
+13% +$54.1K
IJH icon
112
iShares Core S&P Mid-Cap ETF
IJH
$127B
$494K 0.2%
8,735
-50
-0.6% -$2.78K
TXN icon
113
Texas Instruments
TXN
$261B
$492K 0.2%
2,610
+327
+14% +$62.8K
IWR icon
114
iShares Russell Mid-Cap ETF
IWR
$57.5B
$486K 0.2%
5,853
-3
-0.1% -$246
BMY icon
115
Bristol-Myers Squibb
BMY
$132B
$484K 0.19%
7,758
+574
+8% +$33.7K
ORCL icon
116
Oracle
ORCL
$423B
$480K 0.19%
5,507
+140
+3% +$13.1K
DLN icon
117
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$475K 0.19%
7,186
+286
+4% +$18.1K
JCI icon
118
Johnson Controls International
JCI
$92.2B
$472K 0.19%
+5,800
New +$439K
OKE icon
119
Oneok
OKE
$54.5B
$470K 0.19%
7,996
– –
VGT icon
120
Vanguard Information Technology ETF
VGT
$149B
$468K 0.19%
8,168
+24
+0.3% +$1.32K
VBR icon
121
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$455K 0.18%
2,547
+1
+0% +$178
ELV icon
122
Elevance Health
ELV
$85.5B
$454K 0.18%
980
-9
-0.9% -$3.79K
SPGI icon
123
S&P Global
SPGI
$120B
$441K 0.18%
935
+28
+3% +$12.8K
UNP icon
124
Union Pacific
UNP
$174B
$438K 0.18%
1,738
-297
-15% -$70.3K
CSX icon
125
CSX Corp
CSX
$93.1B
$437K 0.18%
11,622
+89
+0.8% +$3.14K
3 4
5
6 7

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John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
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BEC
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GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
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Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.