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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QRVO icon
1051
Qorvo
QRVO
$8.54B
– –
-17
Closed -$2K
QTEC icon
1052
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.74B
– –
-893
Closed -$105K
QTRX icon
1053
Quanterix
QTRX
$118M
– –
-199
Closed -$8K
QURE icon
1054
uniQure
QURE
$3.12B
– –
-57
Closed -$1K
R icon
1055
Ryder
R
$10B
– –
-636
Closed -$27K
RACE icon
1056
Ferrari
RACE
$72.1B
– –
-173
Closed -$31K
RBC icon
1057
RBC Bearings
RBC
$17.6B
– –
-58
Closed -$7K
RCL icon
1058
Royal Caribbean
RCL
$81.4B
– –
-395
Closed -$26K
RDFN
1059
DELISTED
Redfin
RDFN
– –
-30
Closed -$1K
RDY icon
1060
Dr. Reddy's Laboratories
RDY
$10.3B
– –
-280
Closed -$4K
REGL icon
1061
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
– –
-510
Closed -$28K
REGN icon
1062
Regeneron Pharmaceuticals
REGN
$83.1B
– –
-11
Closed -$6K
REZI icon
1063
Resideo Technologies
REZI
$3.69B
– –
-124
Closed -$1K
RF icon
1064
Regions Financial
RF
$27B
– –
-687
Closed -$8K
RIG icon
1065
Transocean
RIG
$6.53B
– –
-6,000
Closed -$5K
RIO icon
1066
Rio Tinto
RIO
$164B
– –
-297
Closed -$18K
RITM icon
1067
Rithm Capital
RITM
$5.75B
– –
-4,665
Closed -$37K
RJF icon
1068
Raymond James Financial
RJF
$34.8B
– –
-59
Closed -$3K
RLI icon
1069
RLI Corp
RLI
$5.9B
– –
-64
Closed -$3K
RMBS icon
1070
Rambus
RMBS
$10.4B
– –
-200
Closed -$3K
RMD icon
1071
ResMed
RMD
$32.4B
– –
-3
Closed -$1K
ROK icon
1072
Rockwell Automation
ROK
$49.6B
– –
-71
Closed -$16K
ROKU icon
1073
Roku
ROKU
$22.4B
– –
-13
Closed -$2K
ROST icon
1074
Ross Stores
ROST
$81.5B
– –
-19
Closed -$2K
RPM icon
1075
RPM International
RPM
$14.9B
– –
-37
Closed -$3K
41 42
43
44 45

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FSCM
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RMC
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BEC
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GFM
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TPW
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MWA
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OM
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Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.