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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMF
1026
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-2,112
Closed -$28K
PMO
1027
Franklin Municipal Opportunities Trust
PMO
$285M
– –
-1,254
Closed -$16K
PNR icon
1028
Pentair
PNR
$10.7B
– –
-10
Closed –
POOL icon
1029
Pool Corp
POOL
$7.32B
– –
-51
Closed -$17K
POR icon
1030
Portland General Electric
POR
$5.69B
– –
-87
Closed -$3K
POST icon
1031
Post Holdings
POST
$3.56B
– –
-136
Closed -$7K
PPG icon
1032
PPG Industries
PPG
$25.8B
– –
-450
Closed -$55K
PPL
1033
PPL Corp
PPL
$26.5B
– –
-2,912
Closed -$79K
PPT
1034
Franklin Premier Income Trust
PPT
$332M
– –
-752
Closed -$4K
PRI icon
1035
Primerica
PRI
$9.63B
– –
-71
Closed -$8K
PRLB icon
1036
Protolabs
PRLB
$2.16B
– –
-69
Closed -$9K
PRU icon
1037
Prudential Financial
PRU
$42.2B
– –
-1,016
Closed -$66K
PSMT icon
1038
Pricesmart
PSMT
$5.33B
– –
-35
Closed -$2K
PSX icon
1039
Phillips 66
PSX
$89.5B
– –
-1,000
Closed -$50K
PTC icon
1040
PTC
PTC
$16.3B
– –
-56
Closed -$5K
PTCT icon
1041
PTC Therapeutics
PTCT
$6.15B
– –
-600
Closed -$28K
PTEN icon
1042
Patterson-UTI
PTEN
$4.22B
– –
-1,000
Closed -$3K
PTLC icon
1043
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
– –
-910
Closed -$27K
PTMC icon
1044
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
– –
-355
Closed -$10K
PTNQ icon
1045
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
– –
-311
Closed -$15K
PVH icon
1046
PVH
PVH
$3.91B
– –
-102
Closed -$6K
PZZA icon
1047
Papa John's
PZZA
$801M
– –
-111
Closed -$9K
QDEL icon
1048
QuidelOrtho
QDEL
$959M
– –
-31
Closed -$8K
QDF icon
1049
FlexShares Quality Dividend Index Fund
QDF
$2.27B
– –
-190
Closed -$8K
QQQX icon
1050
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
– –
-618
Closed -$15K
40 41
42
43 44

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HCM
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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
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TPW
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MWA
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OM
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Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.