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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCEF icon
1001
Invesco CEF Income Composite ETF
PCEF
$817M
– –
-265
Closed -$5K
PCF
1002
High Income Securities Fund
PCF
$101M
– –
-500
Closed -$4K
PCG icon
1003
PG&E
PCG
$38.2B
– –
-1,000
Closed -$10K
PCTY icon
1004
Paylocity
PCTY
$7.66B
– –
-47
Closed -$7K
PD icon
1005
PagerDuty
PD
$905M
– –
-21
Closed -$1K
PDI icon
1006
PIMCO Dynamic Income Fund
PDI
$7.46B
– –
-3,525
Closed -$87K
PDM
1007
Piedmont Realty Trust
PDM
$1.17B
– –
-76
Closed -$1K
PEG icon
1008
Public Service Enterprise Group
PEG
$37.5B
– –
-296
Closed -$16K
PEGA icon
1009
Pegasystems
PEGA
$5.45B
– –
-250
Closed -$15K
PFBC icon
1010
Preferred Bank
PFBC
$1.27B
– –
-19
Closed –
PFXF icon
1011
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
– –
-2,850
Closed -$55K
PGR icon
1012
Progressive
PGR
$124B
– –
-610
Closed -$58K
PH icon
1013
Parker-Hannifin
PH
$134B
– –
-16
Closed -$4K
PHD
1014
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-1,490
Closed -$15K
PHG icon
1015
Philips
PHG
$26.5B
– –
-396
Closed -$15K
PHM icon
1016
Pultegroup
PHM
$25.2B
– –
-400
Closed -$19K
PHR icon
1017
Phreesia
PHR
$765M
– –
-20
Closed -$1K
PII icon
1018
Polaris
PII
$4.01B
– –
-81
Closed -$7K
PJT icon
1019
PJT Partners
PJT
$4.48B
– –
-52
Closed -$3K
PKG icon
1020
Packaging Corp of America
PKG
$23B
– –
-87
Closed -$10K
PKX icon
1021
POSCO
PKX
$17.2B
– –
-77
Closed -$3K
PLD icon
1022
Prologis
PLD
$133B
– –
-385
Closed -$39K
PLNT icon
1023
Planet Fitness
PLNT
$3.65B
– –
-222
Closed -$14K
PLOW icon
1024
Douglas Dynamics
PLOW
$984M
– –
-250
Closed -$9K
PLUG icon
1025
Plug Power
PLUG
$3.11B
– –
-500
Closed -$7K
39 40
41
42 43

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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
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TPW
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MWA
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OM
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Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.