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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
76
Marriott International
MAR
$90.3B
$721K 0.31%
3,667
-35
-0.9% -$6.95K
D icon
77
Dominion Energy
D
$59B
$712K 0.31%
15,942
-564
-3% -$28K
BA icon
78
Boeing
BA
$185B
$707K 0.31%
3,691
-121
-3% -$26.5K
VOO icon
79
Vanguard S&P 500 ETF
VOO
$1.03T
$675K 0.29%
1,718
+2
+0.1% +$818
DIS icon
80
Walt Disney
DIS
$178B
$666K 0.29%
8,220
-702
-8% -$60K
CAT icon
81
Caterpillar
CAT
$386B
$648K 0.28%
2,373
-917
-28% -$249K
AMGN icon
82
Amgen
AMGN
$224B
$648K 0.28%
2,410
-1,064
-31% -$266K
WM icon
83
Waste Management
WM
$90.3B
$633K 0.28%
4,150
-187
-4% -$30.3K
NEWT icon
84
NewtekOne
NEWT
$374M
$631K 0.28%
42,813
+323
+0.8% +$5.53K
VTV icon
85
Vanguard Morningstar Value ETF
VTV
$192B
$614K 0.27%
4,449
– –
TSLA icon
86
Tesla
TSLA
$1.3T
$606K 0.26%
2,421
-316
-12% -$81.2K
IRM icon
87
Iron Mountain
IRM
$36B
$605K 0.26%
10,175
-84
-0.8% -$5.13K
VUG icon
88
Vanguard Morningstar Growth ETF
VUG
$230B
$582K 0.25%
12,828
– –
EVT icon
89
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$579K 0.25%
27,347
+451
+2% +$10.2K
AEP icon
90
American Electric Power
AEP
$66.8B
$570K 0.25%
7,575
-2,236
-23% -$182K
SCHD icon
91
Schwab US Dividend Equity ETF
SCHD
$107B
$569K 0.25%
24,123
-1,506
-6% -$37K
OKE icon
92
Oneok
OKE
$56.2B
$563K 0.25%
8,877
+685
+8% +$44.7K
COST icon
93
Costco
COST
$420B
$560K 0.24%
991
-72
-7% -$39.7K
VRTX icon
94
Vertex Pharmaceuticals
VRTX
$135B
$548K 0.24%
1,576
-72
-4% -$25.2K
VEA icon
95
Vanguard FTSE Developed Markets ETF
VEA
$236B
$532K 0.23%
12,165
-145
-1% -$6.64K
SPYV icon
96
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$522K 0.23%
12,643
+849
+7% +$36.8K
ORCL icon
97
Oracle
ORCL
$437B
$510K 0.22%
4,819
-583
-11% -$67.5K
NVG icon
98
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$507K 0.22%
49,185
+526
+1% +$5.93K
DIV icon
99
Global X SuperDividend US ETF
DIV
$774M
$494K 0.22%
30,529
-3,504
-10% -$58.8K
COP icon
100
ConocoPhillips
COP
$147B
$484K 0.21%
4,036
-740
-15% -$85.9K
2 3
4
5 6

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.