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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
76
Vanguard FTSE Developed Markets ETF
VEA
$237B
$776K 0.31%
15,201
-50
-0.3% -$2.57K
ABT icon
77
Abbott
ABT
$187B
$769K 0.31%
5,461
-101
-2% -$12.9K
QCOM icon
78
Qualcomm
QCOM
$176B
$768K 0.31%
4,202
+3
+0.1% +$480
BA icon
79
Boeing
BA
$185B
$761K 0.31%
3,780
+300
+9% +$63.4K
AMT icon
80
American Tower
AMT
$80.4B
$758K 0.31%
2,590
-4
-0.2% -$1.09K
WM icon
81
Waste Management
WM
$91B
$741K 0.3%
4,440
+31
+0.7% +$4.98K
BLK icon
82
Blackrock
BLK
$176B
$733K 0.29%
800
+51
+7% +$46.5K
VTV icon
83
Vanguard Morningstar Value ETF
VTV
$192B
$727K 0.29%
4,940
-32
-0.6% -$4.57K
AEP icon
84
American Electric Power
AEP
$68.4B
$719K 0.29%
8,078
-656
-8% -$55.3K
IEMG icon
85
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$699K 0.28%
11,678
-57
-0.5% -$3.52K
VUG icon
86
Vanguard Morningstar Growth ETF
VUG
$230B
$685K 0.28%
12,816
-120
-0.9% -$6.25K
LLY icon
87
Eli Lilly
LLY
$1.06T
$653K 0.26%
2,364
+35
+2% +$8.87K
BP icon
88
BP
BP
$107B
$649K 0.26%
24,368
-1,729
-7% -$48K
CAT icon
89
Caterpillar
CAT
$387B
$643K 0.26%
3,109
-23
-0.7% -$4.63K
VOO icon
90
Vanguard S&P 500 ETF
VOO
$1.03T
$643K 0.26%
1,473
+3
+0.2% +$1.27K
MAR icon
91
Marriott International
MAR
$92.3B
$639K 0.26%
3,870
-100
-3% -$15.7K
NVG icon
92
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$639K 0.26%
35,642
+4,774
+15% +$83.3K
PYPL icon
93
PayPal
PYPL
$50.5B
$638K 0.26%
3,384
+344
+11% +$74.4K
DIV icon
94
Global X SuperDividend US ETF
DIV
$783M
$628K 0.25%
30,179
+791
+3% +$16.1K
WSBC icon
95
WesBanco
WSBC
$4B
$620K 0.25%
17,711
+2,754
+18% +$96.8K
ETN icon
96
Eaton
ETN
$174B
$610K 0.25%
3,531
+482
+16% +$79.9K
STX icon
97
Seagate
STX
$184B
$603K 0.24%
+5,335
New +$518K
QYLD icon
98
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$581K 0.23%
26,169
+1,380
+6% +$31.1K
C icon
99
Citigroup
C
$226B
$573K 0.23%
9,492
-338
-3% -$22.5K
DEO icon
100
Diageo
DEO
$53.6B
$569K 0.23%
2,584
-43
-2% -$8.82K
2 3
4
5 6

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.