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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFG icon
951
National Fuel Gas
NFG
$7.82B
– –
-3,832
Closed -$160K
NFJ
952
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
– –
-7,603
Closed -$89K
NFLX icon
953
Netflix
NFLX
$311B
– –
-2,270
Closed -$115K
NGG icon
954
National Grid
NGG
$80.7B
– –
-47
Closed -$2K
NHI icon
955
National Health Investors
NHI
$3.39B
– –
-25
Closed -$2K
NI icon
956
NiSource
NI
$20.1B
– –
-257
Closed -$6K
NICE icon
957
Nice
NICE
$5.95B
– –
-34
Closed -$8K
NIO icon
958
NIO
NIO
$11.6B
– –
-450
Closed -$10K
NOBL icon
959
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-3,532
Closed -$128K
NOC icon
960
Northrop Grumman
NOC
$81.8B
– –
-428
Closed -$135K
NOK icon
961
Nokia
NOK
$52.7B
– –
-2,234
Closed -$9K
NOV icon
962
NOV
NOV
$7.49B
– –
-50
Closed –
NOW icon
963
ServiceNow
NOW
$132B
– –
-125
Closed -$12K
NPO icon
964
Enpro
NPO
$7.12B
– –
-17
Closed -$1K
NRG icon
965
NRG Energy
NRG
$25.2B
– –
-43
Closed -$1K
NRIX icon
966
Nurix Therapeutics
NRIX
$2.69B
– –
-18
Closed -$1K
NSC icon
967
Norfolk Southern
NSC
$75.2B
– –
-238
Closed -$51K
NTAP icon
968
NetApp
NTAP
$38.9B
– –
-346
Closed -$15K
NTNX icon
969
Nutanix
NTNX
$17.4B
– –
-100
Closed -$3K
NTR icon
970
Nutrien
NTR
$32.1B
– –
-457
Closed -$19K
NTRA icon
971
Natera
NTRA
$45.1B
– –
-196
Closed -$13K
NTRS icon
972
Northern Trust
NTRS
$34.4B
– –
-7
Closed -$1K
NUV icon
973
Nuveen Municipal Value Fund
NUV
$1.9B
– –
-1,900
Closed -$20K
NVAX icon
974
Novavax
NVAX
$1.31B
– –
-25
Closed -$3K
NVO
975
Novo Nordisk
NVO
$207B
– –
-314
Closed -$11K
37 38
39
40 41

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HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.