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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOG.A icon
926
Moog Inc Class A
MOG.A
$13.2B
– –
-430
Closed -$27K
MORT icon
927
VanEck Mortgage REIT Income ETF
MORT
$374M
– –
-418
Closed -$6K
MOS icon
928
The Mosaic Company
MOS
$7.34B
– –
-295
Closed -$5K
MPC icon
929
Marathon Petroleum
MPC
$94.5B
– –
-741
Closed -$22K
MPLX icon
930
MPLX
MPLX
$60.1B
– –
-1,200
Closed -$19K
MPWR icon
931
Monolithic Power Systems
MPWR
$68.9B
– –
-4
Closed -$2K
MRNA icon
932
Moderna
MRNA
$24.2B
– –
-1,105
Closed -$78K
MRVL icon
933
Marvell Technology
MRVL
$191B
– –
-200
Closed -$8K
MS icon
934
Morgan Stanley
MS
$338B
– –
-2,558
Closed -$127K
MSA icon
935
Mine Safety
MSA
$7.44B
– –
-45
Closed -$6K
MSCI icon
936
MSCI
MSCI
$40.8B
– –
-41
Closed -$15K
MSGS icon
937
Madison Square Garden
MSGS
$9.47B
– –
-59
Closed -$9K
MSI icon
938
Motorola Solutions
MSI
$77.3B
– –
-124
Closed -$21K
MTCH icon
939
Match Group
MTCH
$8.45B
– –
-18
Closed -$2K
MU icon
940
Micron Technology
MU
$981B
– –
-332
Closed -$15K
MUA icon
941
BlackRock MuniAssets Fund
MUA
$518M
– –
-3,620
Closed -$51K
MUFG icon
942
Mitsubishi UFJ Financial
MUFG
$249B
– –
-1,680
Closed -$7K
MYI icon
943
BlackRock MuniYield Quality Fund III
MYI
$717M
– –
-896
Closed -$12K
NBIX icon
944
Neurocrine Biosciences
NBIX
$16.5B
– –
-90
Closed -$9K
NBR icon
945
Nabors Industries
NBR
$1.3B
– –
-40
Closed -$1K
NDSN icon
946
Nordson
NDSN
$17.3B
– –
-67
Closed -$12K
NEA icon
947
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
– –
-7,221
Closed -$103K
NEM icon
948
Newmont
NEM
$124B
– –
-214
Closed -$14K
NEOG icon
949
Neogen
NEOG
$2.51B
– –
-306
Closed -$13K
NEO icon
950
NeoGenomics
NEO
$2.12B
– –
-357
Closed -$14K
36 37
38
39 40

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.