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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JCPB icon
851
JPMorgan Core Plus Bond ETF
JCPB
$14.1B
– –
-544
Closed -$30K
JD icon
852
JD.com
JD
$43.1B
– –
-50
Closed -$4K
JETS icon
853
US Global Jets ETF
JETS
$827M
– –
-500
Closed -$8K
JKHY icon
854
Jack Henry & Associates
JKHY
$10.9B
– –
-52
Closed -$8K
JNK icon
855
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
– –
-207
Closed -$22K
JPIN icon
856
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
– –
-813
Closed -$42K
JPSE icon
857
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$603M
– –
-75
Closed -$2K
JPST icon
858
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
– –
-600
Closed -$30K
JPUS
859
JPMorgan Diversified Return US Equity ETF
JPUS
$465M
– –
-81
Closed -$6K
JQC icon
860
Nuveen Credit Strategies Income Fund
JQC
$717M
– –
-5,575
Closed -$33K
JRVR icon
861
James River Group Holdings
JRVR
$194M
– –
-87
Closed -$4K
K
862
DELISTED
Kellanova
K
– –
-1,206
Closed -$74K
KDP icon
863
Keurig Dr Pepper
KDP
$39.7B
– –
-320
Closed -$9K
KEY icon
864
KeyCorp
KEY
$24.3B
– –
-497
Closed -$6K
KHC icon
865
Kraft Heinz
KHC
$29.2B
– –
-2,512
Closed -$75K
KKR icon
866
KKR & Co
KKR
$99.6B
– –
-379
Closed -$13K
KLIC icon
867
Kulicke & Soffa
KLIC
$4.76B
– –
-90
Closed -$2K
KN icon
868
Knowles
KN
$3.29B
– –
-610
Closed -$9K
KNOP icon
869
KNOT Offshore Partners
KNOP
$364M
– –
-300
Closed -$4K
KNSL icon
870
Kinsale Capital Group
KNSL
$8.53B
– –
-52
Closed -$10K
KR icon
871
Kroger
KR
$34.5B
– –
-2,420
Closed -$83K
KRNT icon
872
Kornit Digital
KRNT
$815M
– –
-177
Closed -$12K
KSS icon
873
Kohl's
KSS
$2.1B
– –
-1,300
Closed -$25K
KTB icon
874
Kontoor Brands
KTB
$4.14B
– –
-4
Closed –
L icon
875
Loews
L
$23.1B
– –
-167
Closed -$6K
33 34
35
36 37

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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
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TPW
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MWA
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OM
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Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.