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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTD
801
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$902M
– –
-2,925
Closed -$57K
HUBB icon
802
Hubbell
HUBB
$27.5B
– –
-15
Closed -$2K
HUBS icon
803
HubSpot
HUBS
$11B
– –
-41
Closed -$12K
HUN icon
804
Huntsman Corp
HUN
$1.83B
– –
-169
Closed -$4K
HWM icon
805
Howmet Aerospace
HWM
$112B
– –
-143
Closed -$3K
HYGV icon
806
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
– –
-990
Closed -$46K
HYHG icon
807
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
– –
-809
Closed -$49K
HYLB icon
808
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
– –
-193
Closed -$7K
HYLS icon
809
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
– –
-133
Closed -$6K
HYS icon
810
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
– –
-49
Closed -$5K
HYT icon
811
BlackRock Corporate High Yield Fund
HYT
$1.38B
– –
-2,991
Closed -$32K
PPLI
812
People Inc
PPLI
$2.97B
– –
-16
Closed -$1K
IAE
813
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.7M
– –
-3,530
Closed -$28K
IAU icon
814
iShares Gold Trust
IAU
$64.8B
– –
-4,454
Closed -$159K
IBKR icon
815
Interactive Brokers
IBKR
$40.7B
– –
-320
Closed -$4K
IBN icon
816
ICICI Bank
IBN
$107B
– –
-341
Closed -$3K
ICE icon
817
Intercontinental Exchange
ICE
$84.9B
– –
-105
Closed -$11K
ICHR icon
818
Ichor Holdings
ICHR
$2.53B
– –
-162
Closed -$4K
ICLR icon
819
Icon
ICLR
$12.8B
– –
-20
Closed -$4K
IDA icon
820
Idacorp
IDA
$8.11B
– –
-10
Closed –
ICUI icon
821
ICU Medical
ICUI
$4.55B
– –
-25
Closed -$5K
IDOG icon
822
ALPS International Sector Dividend Dogs ETF
IDOG
$563M
– –
-107
Closed -$2K
IDXX icon
823
Idexx Laboratories
IDXX
$46.2B
– –
-47
Closed -$18K
IEP icon
824
Icahn Enterprises
IEP
$5.39B
– –
-149
Closed -$7K
IFF icon
825
International Flavors & Fragrances
IFF
$21.7B
– –
-5
Closed -$1K
31 32
33
34 35

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.