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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIXD icon
726
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
– –
-190
Closed -$10K
FLGT icon
727
Fulgent Genetics
FLGT
$523M
– –
-74
Closed -$3K
FLNT
728
Fluent
FLNT
$130M
– –
-83
Closed -$1K
FMC icon
729
FMC
FMC
$1.3B
– –
-137
Closed -$15K
FMX icon
730
Fomento Económico Mexicano
FMX
$40.3B
– –
-77
Closed -$4K
FNB icon
731
FNB Corp
FNB
$6.8B
– –
-682
Closed -$5K
FND icon
732
Floor & Decor
FND
$6.44B
– –
-149
Closed -$12K
FNF icon
733
Fidelity National Financial
FNF
$12.8B
– –
-525
Closed -$16K
FNKO icon
734
Funko
FNKO
$332M
– –
-50
Closed –
FOUR icon
735
Shift4
FOUR
$3.24B
– –
-95
Closed -$5K
FOXA icon
736
Fox Class A
FOXA
$26.1B
– –
-240
Closed -$7K
FPE icon
737
First Trust Preferred Securities and Income ETF
FPE
$6.32B
– –
-3,708
Closed -$71K
FPEI icon
738
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
– –
-1,300
Closed -$25K
FRI icon
739
First Trust S&P REIT Index Fund
FRI
$200M
– –
-4,597
Closed -$100K
FSLY icon
740
Fastly Inc
FSLY
$4.58B
– –
-50
Closed -$5K
FTA icon
741
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
– –
-2,462
Closed -$121K
FTC icon
742
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
– –
-1,833
Closed -$162K
FTNT icon
743
Fortinet
FTNT
$119B
– –
-270
Closed -$6K
FTSL icon
744
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-133
Closed -$6K
FTSM icon
745
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
– –
-860
Closed -$51K
FTV icon
746
Fortive
FTV
$18.6B
– –
-101
Closed -$5K
FUL icon
747
H.B. Fuller
FUL
$3.34B
– –
-19
Closed –
FVRR icon
748
Fiverr
FVRR
$315M
– –
-19
Closed -$3K
FWONA icon
749
Liberty Media Series A
FWONA
$23.4B
– –
-1
Closed –
FWONK icon
750
Liberty Media Series C
FWONK
$25.7B
– –
-1
Closed –
28 29
30
31 32

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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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TPW
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MWA
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OM
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MGM
Manchester Global Management London, United Kingdom $749M AUM 37.16% 1-Year Est. Return

Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.