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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
51
Cisco
CSCO
$479B
$971K 0.42%
18,066
-1,149
-6% -$62K
GOF icon
52
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$956K 0.42%
64,665
-3,563
-5% -$56.3K
RY icon
53
Royal Bank of Canada
RY
$293B
$954K 0.42%
10,907
-3
-0% -$279
ROL icon
54
Rollins
ROL
$18.2B
$920K 0.4%
24,646
-2,648
-10% -$107K
WPC icon
55
W.P. Carey
WPC
$16.4B
$910K 0.4%
17,179
-157
-0.9% -$10.1K
VB icon
56
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$907K 0.4%
4,795
-6
-0.1% -$1.2K
QQQ icon
57
Invesco QQQ Trust
QQQ
$481B
$905K 0.4%
2,525
+6
+0.2% +$2.23K
AMD icon
58
Advanced Micro Devices
AMD
$789B
$901K 0.39%
8,764
-1,039
-11% -$113K
VPU
59
Vanguard Utilities ETF
VPU
$8.44B
$890K 0.39%
6,978
+2
+0% +$280
IBM icon
60
IBM
IBM
$224B
$850K 0.37%
6,056
-147
-2% -$20.9K
BP icon
61
BP
BP
$107B
$847K 0.37%
21,881
-841
-4% -$31.2K
BAC icon
62
Bank of America
BAC
$442B
$847K 0.37%
30,935
-1,711
-5% -$50.6K
WMT icon
63
Walmart Inc
WMT
$890B
$846K 0.37%
15,873
-1,878
-11% -$99.9K
UPS icon
64
United Parcel Service
UPS
$88.9B
$843K 0.37%
5,411
-825
-13% -$142K
QYLD icon
65
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$830K 0.36%
49,496
-489
-1% -$8.58K
TGT icon
66
Target
TGT
$68B
$812K 0.35%
7,342
+135
+2% +$17.1K
VZ icon
67
Verizon
VZ
$196B
$807K 0.35%
24,903
-1,984
-7% -$67K
QDPL icon
68
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.77B
$802K 0.35%
26,350
+5,075
+24% +$162K
ADBE icon
69
Adobe
ADBE
$105B
$802K 0.35%
1,572
-186
-11% -$97.6K
TFC icon
70
Truist Financial
TFC
$64B
$801K 0.35%
27,992
+277
+1% +$8.52K
RTX icon
71
RTX Corp
RTX
$301B
$786K 0.34%
10,917
-95
-0.9% -$8.14K
CMCSA icon
72
Comcast
CMCSA
$90B
$767K 0.33%
17,288
-2,657
-13% -$119K
CVS icon
73
CVS Health
CVS
$122B
$756K 0.33%
10,829
-693
-6% -$49.1K
ETN icon
74
Eaton
ETN
$174B
$752K 0.33%
3,527
+1,269
+56% +$274K
XLK icon
75
State Street Technology Select Sector SPDR ETF
XLK
$123B
$743K 0.32%
9,060
-294
-3% -$25.2K
1 2
3
4 5

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.