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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
51
Royal Bank of Canada
RY
$293B
$1.25M 0.5%
11,801
+387
+3% +$40.2K
XLK icon
52
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.25M 0.5%
14,380
-336
-2% -$27.7K
D icon
53
Dominion Energy
D
$59.3B
$1.24M 0.5%
15,781
-788
-5% -$59.3K
GOOG icon
54
Alphabet (Google) Class C
GOOG
$4.32T
$1.18M 0.48%
8,180
+1,660
+25% +$240K
CVS icon
55
CVS Health
CVS
$122B
$1.16M 0.47%
11,254
+305
+3% +$28.2K
VPU
56
Vanguard Utilities ETF
VPU
$8.44B
$1.1M 0.44%
7,054
+6
+0.1% +$885
NEWT icon
57
NewtekOne
NEWT
$391M
$1.05M 0.42%
38,138
+1,365
+4% +$40K
DG icon
58
Dollar General
DG
$27.9B
$1.05M 0.42%
4,443
+394
+10% +$87K
AMD icon
59
Advanced Micro Devices
AMD
$789B
$1.03M 0.41%
7,168
+1,795
+33% +$241K
ROL icon
60
Rollins
ROL
$18.2B
$1.03M 0.41%
30,123
-100
-0.3% -$3.5K
XLF icon
61
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$1.02M 0.41%
26,245
+1,689
+7% +$66.4K
DIA icon
62
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$1.02M 0.41%
2,818
+1,106
+65% +$393K
GOF icon
63
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$987K 0.4%
53,883
-3,691
-6% -$70.6K
CMCSA icon
64
Comcast
CMCSA
$90B
$965K 0.39%
19,167
+10,083
+111% +$526K
VIG icon
65
Vanguard Dividend Appreciation ETF
VIG
$114B
$954K 0.38%
5,557
+14
+0.3% +$2.31K
IEFA icon
66
iShares Core MSCI EAFE ETF
IEFA
$196B
$953K 0.38%
12,766
-435
-3% -$32.7K
EVT icon
67
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$942K 0.38%
31,626
+1,663
+6% +$47.9K
WMT icon
68
Walmart Inc
WMT
$890B
$902K 0.36%
18,693
-846
-4% -$40.4K
ADBE icon
69
Adobe
ADBE
$105B
$893K 0.36%
1,575
+184
+13% +$115K
RTX icon
70
RTX Corp
RTX
$301B
$868K 0.35%
10,082
+1,018
+11% +$88.7K
IBM icon
71
IBM
IBM
$224B
$859K 0.35%
6,426
-258
-4% -$32.4K
DON icon
72
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$817K 0.33%
18,424
+5
+0% +$218
DIVO icon
73
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$810K 0.33%
21,214
+4,955
+30% +$183K
O icon
74
Realty Income
O
$59.1B
$804K 0.32%
11,230
-808
-7% -$55.6K
SRET icon
75
Global X SuperDividend REIT ETF
SRET
$231M
$798K 0.32%
27,952
+1,422
+5% +$40.8K
1 2
3
4 5

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.