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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNT
701
AGNT Inc
AGNT
$714M
– –
-400
Closed -$8K
EXPO icon
702
Exponent
EXPO
$3.25B
– –
-57
Closed -$5K
F icon
703
Ford
F
$55.7B
– –
-8,326
Closed -$58K
FANG icon
704
Diamondback Energy
FANG
$56.5B
– –
-30
Closed –
FAS icon
705
Direxion Daily Financial Bull 3x ETF
FAS
$2.45B
– –
-144
Closed -$6K
FAST icon
706
Fastenal
FAST
$60.1B
– –
-438
Closed -$10K
FBIN icon
707
Fortune Brands Innovations
FBIN
$5.97B
– –
-1,677
Closed -$124K
FBK icon
708
FB Financial Corp
FBK
$3.07B
– –
-600
Closed -$15K
FCNCA icon
709
First Citizens BancShares
FCNCA
$25.4B
– –
-112
Closed -$44K
FCPT icon
710
Four Corners Property Trust
FCPT
$2.69B
– –
-522
Closed -$13K
FCT
711
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
– –
-2,068
Closed -$22K
FDL icon
712
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.88B
– –
-912
Closed -$24K
FDM icon
713
First Trust Dow Jones Select MicroCap Index Fund
FDM
$269M
– –
-466
Closed -$18K
FDRR icon
714
Fidelity Dividend ETF for Rising Rates
FDRR
$757M
– –
-80
Closed -$3K
FDS icon
715
Factset
FDS
$10.1B
– –
-30
Closed -$10K
FDT icon
716
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
– –
-60
Closed -$3K
FDX icon
717
FedEx
FDX
$76.3B
– –
-44
Closed -$11K
FE icon
718
FirstEnergy
FE
$27.1B
– –
-3,770
Closed -$110K
FFC
719
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
– –
-2,394
Closed -$51K
FHB icon
720
First Hawaiian
FHB
$3.34B
– –
-265
Closed -$4K
FISV
721
Fiserv Inc
FISV
$28B
– –
-20
Closed -$2K
FICO icon
722
Fair Isaac
FICO
$22.4B
– –
-11
Closed -$5K
FIS icon
723
Fidelity National Information Services
FIS
$22.1B
– –
-52
Closed -$8K
FIVN icon
724
FIVE9
FIVN
$2.44B
– –
-46
Closed -$5K
FIW icon
725
First Trust Water ETF
FIW
$1.94B
– –
-210
Closed -$13K
27 28
29
30 31

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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return
MGM
Manchester Global Management London, United Kingdom $749M AUM 37.16% 1-Year Est. Return

Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.