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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
476
Analog Devices
ADI
$188B
– –
-1,126
Closed -$219K
ALB icon
477
Albemarle
ALB
$15.3B
– –
-1,064
Closed -$237K
ASML icon
478
ASML
ASML
$691B
– –
-337
Closed -$244K
CCI icon
479
Crown Castle
CCI
$31.3B
– –
-2,182
Closed -$249K
CL icon
480
Colgate-Palmolive
CL
$73.6B
– –
-2,752
Closed -$212K
CRL icon
481
Charles River Laboratories
CRL
$13.5B
– –
-1,264
Closed -$266K
DE icon
482
Deere & Co
DE
$167B
– –
-656
Closed -$266K
DFS
483
DELISTED
Discover Financial Services
DFS
– –
-2,119
Closed -$248K
DLB icon
484
Dolby
DLB
$5.75B
– –
-2,790
Closed -$233K
DOW icon
485
Dow Inc
DOW
$22.6B
– –
-4,210
Closed -$224K
EIDO icon
486
iShares MSCI Indonesia ETF
EIDO
$484M
– –
-238
Closed -$5.49K
EWT icon
487
iShares MSCI Taiwan ETF
EWT
$11.2B
– –
-186
Closed -$8.75K
FLOT icon
488
iShares Floating Rate Bond ETF
FLOT
$10.5B
– –
-50
Closed -$2.54K
FTXN icon
489
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
– –
-4,628
Closed -$122K
FXZ icon
490
First Trust Materials AlphaDEX Fund
FXZ
$390M
– –
-1,786
Closed -$115K
GIS icon
491
General Mills
GIS
$20.2B
– –
-3,668
Closed -$281K
IAGG icon
492
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
– –
-168
Closed -$8.28K
IEI icon
493
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-131
Closed -$15.1K
INDA icon
494
iShares MSCI India ETF
INDA
$6.6B
– –
-38
Closed -$1.66K
IXC icon
495
iShares Global Energy ETF
IXC
$2.74B
– –
-851
Closed -$31.7K
LIT icon
496
Global X Lithium & Battery Tech ETF
LIT
$1.59B
– –
-70
Closed -$4.55K
MCHI icon
497
iShares MSCI China ETF
MCHI
$6.27B
– –
-82
Closed -$3.67K
MDLZ icon
498
Mondelez International
MDLZ
$78.9B
– –
-4,148
Closed -$303K
MRSH
499
Marsh
MRSH
$91.3B
– –
-1,111
Closed -$209K
MS icon
500
Morgan Stanley
MS
$338B
– –
-2,393
Closed -$204K
17 18 19
20
21

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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
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TPW
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MWA
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OM
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Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.