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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLC icon
476
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$1K ﹤0.01%
48
– –
FGD icon
477
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$1K ﹤0.01%
48
-45
-48% -$1.14K
KBWY icon
478
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
$1K ﹤0.01%
25
– –
KIE icon
479
State Street SPDR S&P Insurance ETF
KIE
$680M
$1K ﹤0.01%
16
– –
PGHY icon
480
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$1K ﹤0.01%
33
– –
REZ icon
481
iShares Residential and Multisector Real Estate ETF
REZ
$860M
$1K ﹤0.01%
15
– –
BOND icon
482
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
– –
-11
Closed -$1K
DRSK icon
483
Aptus Defined Risk ETF
DRSK
$1.54B
– –
-27,720
Closed -$794K
FNDF icon
484
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$0 ﹤0.01%
14
– –
HYS icon
485
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
– –
-49
Closed -$5K
LDUR icon
486
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
– –
-2,600
Closed -$265K
NWL icon
487
Newell Brands
NWL
$2.51B
– –
-12,082
Closed -$267K
OXY icon
488
Occidental Petroleum
OXY
$58.6B
– –
-6,932
Closed -$205K
OXY.WS icon
489
Occidental Petroleum Corp Warrants
OXY.WS
$34.5B
– –
-799
Closed -$9K
SPIB icon
490
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-275
Closed -$10K
IBMJ
491
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-407
Closed -$10K
16 17 18 19
20

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HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
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TPW
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MWA
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Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.