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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARE icon
476
Alexandria Real Estate Equities
ARE
$8.28B
– –
-4
Closed -$1K
ARGX icon
477
argenx
ARGX
$54.1B
– –
-27
Closed -$7K
ARMK icon
478
Aramark
ARMK
$15.9B
– –
-190
Closed -$4K
ARQT icon
479
Arcutis Biotherapeutics
ARQT
$3.3B
– –
-60
Closed -$1K
ARWR icon
480
Arrowhead Research
ARWR
$12.6B
– –
-54
Closed -$4K
ASIX icon
481
AdvanSix
ASIX
$452M
– –
-674
Closed -$10K
ASML icon
482
ASML
ASML
$691B
– –
-76
Closed -$28K
ATHM icon
483
Autohome
ATHM
$2.65B
– –
-81
Closed -$8K
ATI icon
484
ATI
ATI
$31.3B
– –
-3,118
Closed -$29K
ATR icon
485
AptarGroup
ATR
$8.57B
– –
-14
Closed -$2K
AU icon
486
AngloGold Ashanti
AU
$49.3B
– –
-174
Closed -$4K
AUB icon
487
Atlantic Union Bankshares
AUB
$6.02B
– –
-1,896
Closed -$41K
AUPH icon
488
Aurinia Pharmaceuticals
AUPH
$2.04B
– –
-1,800
Closed -$26K
AVAV icon
489
AeroVironment
AVAV
$9.92B
– –
-435
Closed -$26K
AVK
490
Advent Convertible and Income Fund
AVK
$569M
– –
-712
Closed -$10K
AVNS
491
DELISTED
Avanos Medical
AVNS
– –
-109
Closed -$4K
AVY icon
492
Avery Dennison
AVY
$13.6B
– –
-24
Closed -$3K
AWK icon
493
American Water Works
AWK
$27B
– –
-758
Closed -$112K
AX icon
494
Axos Financial
AX
$5.68B
– –
-800
Closed -$19K
AXON
495
Axon Enterprise
AXON
$51.7B
– –
-45
Closed -$4K
AXTA icon
496
Axalta
AXTA
$7.98B
– –
-52
Closed -$1K
AZN icon
497
AstraZeneca
AZN
$246B
– –
-906
Closed -$98K
BAB icon
498
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
– –
-158
Closed -$5K
BABA icon
499
Alibaba
BABA
$306B
– –
-383
Closed -$111K
BAH icon
500
Booz Allen Hamilton
BAH
$9.45B
– –
-229
Closed -$19K
18 19
20
21 22

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HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.