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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
26
Philip Morris
PM
$295B
$2.1M 0.92%
22,688
-869
-4% -$83.6K
PG icon
27
Procter & Gamble
PG
$339B
$1.8M 0.79%
12,358
-1,150
-9% -$176K
MRK icon
28
Merck
MRK
$318B
$1.8M 0.79%
17,485
-1,794
-9% -$193K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.79M 0.78%
5,110
-293
-5% -$104K
HON icon
30
Honeywell
HON
$78B
$1.67M 0.73%
9,609
-23
-0.2% -$4.21K
LQD icon
31
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$1.48M 0.65%
14,494
-215
-1% -$22.7K
LLY icon
32
Eli Lilly
LLY
$1.06T
$1.47M 0.64%
2,744
-173
-6% -$89.1K
PEP icon
33
PepsiCo
PEP
$190B
$1.37M 0.6%
8,111
-316
-4% -$57.4K
SBUX icon
34
Starbucks
SBUX
$120B
$1.33M 0.58%
14,567
-2,052
-12% -$201K
MCD icon
35
McDonald's
MCD
$195B
$1.32M 0.58%
5,026
-520
-9% -$148K
NEE icon
36
NextEra Energy
NEE
$177B
$1.31M 0.57%
22,909
-1,037
-4% -$71.8K
KO icon
37
Coca-Cola
KO
$375B
$1.29M 0.56%
23,048
-1,479
-6% -$88.7K
V icon
38
Visa
V
$677B
$1.25M 0.55%
5,447
-1,223
-18% -$294K
GTO icon
39
Invesco Total Return Bond ETF
GTO
$2.47B
$1.24M 0.54%
27,795
-697
-2% -$31.9K
IVV icon
40
iShares Core S&P 500 ETF
IVV
$904B
$1.18M 0.51%
2,737
-1,145
-29% -$512K
META icon
41
Meta Platforms (Facebook)
META
$1.51T
$1.16M 0.51%
3,873
-569
-13% -$171K
UNH icon
42
UnitedHealth
UNH
$370B
$1.15M 0.5%
2,287
-551
-19% -$271K
T icon
43
AT&T
T
$163B
$1.14M 0.5%
76,146
-5,863
-7% -$85.9K
HD icon
44
Home Depot
HD
$355B
$1.09M 0.48%
3,617
-1,086
-23% -$349K
VIG icon
45
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.07M 0.47%
6,902
+376
+6% +$61K
GOOG icon
46
Alphabet (Google) Class C
GOOG
$4.32T
$1.02M 0.45%
7,762
-1,179
-13% -$153K
XLF icon
47
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$999K 0.44%
30,116
-2,760
-8% -$95.1K
STIP icon
48
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$996K 0.44%
10,279
+12
+0.1% +$1.17K
PFE icon
49
Pfizer
PFE
$153B
$989K 0.43%
29,820
-2,473
-8% -$87.5K
SHY icon
50
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$985K 0.43%
12,163
-183
-1% -$14.8K
1
2
3 4 5

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.