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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$214M
AUM Growth
-$6.12M
Cap. Flow
-$4.49M
Cap. Flow %
-2.1%
Top 10 Hldgs %
27.78%
Holding
488
New
10
Increased
186
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$961K
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$592K
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$590K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$439K
5
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$373K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$708K
2
TWTR
Twitter, Inc.
TWTR
+$547K
3
AIA icon
iShares Asia 50 ETF
AIA
+$543K
4
AVGO icon
Broadcom
AVGO
+$487K
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$477K

Sector Composition

Rank Sector Weight
1 Technology 18.19%
2 Financials 11.72%
3 Consumer Discretionary 6.69%
4 Consumer Staples 6.47%
5 Communication Services 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$196B
$1.73M 0.81%
31,910
+982
+3% +$54.3K
CVX icon
27
Chevron
CVX
$366B
$1.69M 0.79%
16,707
+664
+4% +$66.2K
ARKW icon
28
ARK Web x.0 ETF
ARKW
$1.76B
$1.66M 0.78%
11,946
+6,502
+119% +$961K
SBUX icon
29
Starbucks
SBUX
$120B
$1.6M 0.75%
14,552
-45
-0.3% -$5.27K
INTC icon
30
Intel
INTC
$513B
$1.52M 0.71%
28,601
+145
+0.5% +$7.86K
VB icon
31
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$1.5M 0.7%
6,870
+97
+1% +$21.6K
TGT icon
32
Target
TGT
$68B
$1.48M 0.69%
6,484
+110
+2% +$27.6K
XOM icon
33
ExxonMobil
XOM
$634B
$1.44M 0.67%
24,437
+451
+2% +$25.7K
QQQ icon
34
Invesco QQQ Trust
QQQ
$484B
$1.41M 0.66%
3,940
-240
-6% -$88.4K
XLE icon
35
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$1.41M 0.66%
53,946
+4,056
+8% +$100K
AVGO icon
36
Broadcom
AVGO
$2.04T
$1.37M 0.64%
28,250
-10,020
-26% -$487K
MRK icon
37
Merck
MRK
$318B
$1.32M 0.62%
17,610
+548
+3% +$41.7K
HD icon
38
Home Depot
HD
$355B
$1.31M 0.61%
3,978
+87
+2% +$28.6K
MCD icon
39
McDonald's
MCD
$195B
$1.29M 0.61%
5,362
+152
+3% +$36.3K
KO icon
40
Coca-Cola
KO
$375B
$1.27M 0.59%
24,197
-295
-1% -$16.4K
BAC icon
41
Bank of America
BAC
$442B
$1.27M 0.59%
29,862
-130
-0.4% -$5.24K
PEP icon
42
PepsiCo
PEP
$190B
$1.22M 0.57%
8,083
+362
+5% +$56K
D icon
43
Dominion Energy
D
$59.3B
$1.21M 0.57%
16,569
-25
-0.2% -$1.91K
CSCO icon
44
Cisco
CSCO
$479B
$1.2M 0.56%
22,057
+662
+3% +$37.1K
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.19M 0.56%
4,354
-208
-5% -$58.4K
PFE icon
46
Pfizer
PFE
$153B
$1.15M 0.54%
26,659
+3,217
+14% +$143K
RY icon
47
Royal Bank of Canada
RY
$293B
$1.14M 0.53%
11,414
-543
-5% -$55.3K
UPS icon
48
United Parcel Service
UPS
$88.9B
$1.12M 0.52%
6,152
-136
-2% -$26.8K
WPC icon
49
W.P. Carey
WPC
$16.4B
$1.11M 0.52%
15,537
+2,357
+18% +$179K
GOF icon
50
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$1.1M 0.52%
57,574
+27,792
+93% +$592K
1
2
3 4 5

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2021 Portfolio in Review

As of Q3 2021, Founders Financial Alliance held 488 positions worth $214M, down 2.8% from $220M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance's Q3 2021 filing shows 10 new, 186 increased, 109 reduced and 33 closed positions. Its largest new stake was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K. The largest sale was UnitedHealth, an estimated $708K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Founders Financial Alliance's largest Q3 2021 buy was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K.
  • Founders Financial Alliance added most to ARK Web x.0 ETF in Q3 2021, an estimated $961K increase.
  • Founders Financial Alliance's biggest Q3 2021 reduction was UnitedHealth, cutting an estimated $708K.
  • Founders Financial Alliance fully exited Twitter, Inc. in Q3 2021, selling an estimated $547K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $214M portfolio in Q3 2021.
  • Founders Financial Alliance opened 10 new positions and closed 33 in Q3 2021.
  • Founders Financial Alliance's portfolio value fell 2.8% quarter-over-quarter to $214M.

Based on Founders Financial Alliance's 13F filing for Q3 2021, filed 15 Nov 2021.