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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQI icon
451
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$6K ﹤0.01%
109
– –
POTX
452
DELISTED
Global X Cannabis ETF
POTX
$6K ﹤0.01%
160
– –
IDU icon
453
iShares US Utilities ETF
IDU
$1.35B
$5K ﹤0.01%
51
– –
IGM icon
454
iShares Expanded Tech Sector ETF
IGM
$10.8B
$5K ﹤0.01%
72
– –
RPV icon
455
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$5K ﹤0.01%
61
– –
SCZ icon
456
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$5K ﹤0.01%
71
– –
VOT icon
457
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.7B
$5K ﹤0.01%
20
– –
SCHP icon
458
Schwab US TIPS ETF
SCHP
$16.2B
$4K ﹤0.01%
138
– –
VCLT icon
459
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.74B
$4K ﹤0.01%
34
– –
VGIT icon
460
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$4K ﹤0.01%
61
– –
DIM icon
461
WisdomTree International MidCap Dividend Fund
DIM
$168M
$3K ﹤0.01%
43
– –
DLS icon
462
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$3K ﹤0.01%
40
– –
RSPT icon
463
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$3K ﹤0.01%
100
– –
SCHA icon
464
Schwab U.S Small- Cap ETF
SCHA
$23B
$3K ﹤0.01%
120
– –
SCHH icon
465
Schwab US REIT ETF
SCHH
$11.2B
$3K ﹤0.01%
126
– –
TLH icon
466
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$3K ﹤0.01%
18
– –
VGK icon
467
Vanguard FTSE Europe ETF
VGK
$31B
$3K ﹤0.01%
48
– –
EWU icon
468
iShares MSCI United Kingdom ETF
EWU
$4.15B
$2K ﹤0.01%
47
+1
+2% +$33
ILTB icon
469
iShares Core 10+ Year USD Bond ETF
ILTB
$591M
$2K ﹤0.01%
33
– –
IFLN
470
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$2K ﹤0.01%
90
– –
PICK icon
471
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.35B
$2K ﹤0.01%
50
– –
VPL icon
472
Vanguard FTSE Pacific ETF
VPL
$8.36B
$2K ﹤0.01%
23
– –
RDS.B
473
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2K ﹤0.01%
+37
New +$1.67K
CMBS icon
474
iShares CMBS ETF
CMBS
$474M
$1K ﹤0.01%
10
– –
EDV icon
475
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$1K ﹤0.01%
+4
New +$558
16 17 18
19
20

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.