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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$214M
AUM Growth
-$6.12M
Cap. Flow
-$4.49M
Cap. Flow %
-2.1%
Top 10 Hldgs %
27.78%
Holding
488
New
10
Increased
186
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$961K
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$592K
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$590K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$439K
5
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$373K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$708K
2
TWTR
Twitter, Inc.
TWTR
+$547K
3
AIA icon
iShares Asia 50 ETF
AIA
+$543K
4
AVGO icon
Broadcom
AVGO
+$487K
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$477K

Sector Composition

Rank Sector Weight
1 Technology 18.19%
2 Financials 11.72%
3 Consumer Discretionary 6.69%
4 Consumer Staples 6.47%
5 Communication Services 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIE icon
451
State Street SPDR S&P Insurance ETF
KIE
$677M
$1K ﹤0.01%
16
– –
PGHY icon
452
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$228M
$1K ﹤0.01%
33
– –
REZ icon
453
iShares Residential and Multisector Real Estate ETF
REZ
$846M
$1K ﹤0.01%
15
– –
SLY
454
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1K ﹤0.01%
6
– –
ADSK icon
455
Autodesk
ADSK
$53.7B
– –
-1,359
Closed -$397K
AIA icon
456
iShares Asia 50 ETF
AIA
$4.97B
– –
-5,919
Closed -$543K
AIG icon
457
American International
AIG
$40.3B
– –
-603
Closed -$30K
AMAT icon
458
Applied Materials
AMAT
$423B
– –
-1,452
Closed -$206K
BIIB icon
459
Biogen
BIIB
$30.2B
– –
-1,175
Closed -$407K
CAG icon
460
Conagra Brands
CAG
$7.09B
– –
-565
Closed -$21K
CLX icon
461
Clorox
CLX
$13.1B
– –
-1,906
Closed -$343K
CRM icon
462
Salesforce
CRM
$162B
– –
-917
Closed -$223K
DMB
463
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
– –
-13,969
Closed -$205K
EDV icon
464
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
– –
-4
Closed -$1K
EPD icon
465
Enterprise Products Partners
EPD
$81.9B
– –
-8,469
Closed -$204K
FNDF icon
466
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$0 ﹤0.01%
14
– –
FXU icon
467
First Trust Utilities AlphaDEX Fund
FXU
$817M
– –
-26
Closed -$1K
GH icon
468
Guardant Health
GH
$22.4B
– –
-1,757
Closed -$218K
GIS icon
469
General Mills
GIS
$19.9B
– –
-3,388
Closed -$206K
JCI icon
470
Johnson Controls International
JCI
$93.8B
– –
-6,083
Closed -$417K
LHX icon
471
L3Harris
LHX
$53.8B
– –
-1,519
Closed -$328K
MGK icon
472
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
– –
-285
Closed -$13K
MGV icon
473
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
– –
-105
Closed -$10K
MIDU icon
474
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.9M
– –
-905
Closed -$56K
NUE icon
475
Nucor
NUE
$63B
– –
-3,530
Closed -$339K
16 17 18
19
20

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2021 Portfolio in Review

As of Q3 2021, Founders Financial Alliance held 488 positions worth $214M, down 2.8% from $220M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance's Q3 2021 filing shows 10 new, 186 increased, 109 reduced and 33 closed positions. Its largest new stake was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K. The largest sale was UnitedHealth, an estimated $708K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Founders Financial Alliance's largest Q3 2021 buy was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K.
  • Founders Financial Alliance added most to ARK Web x.0 ETF in Q3 2021, an estimated $961K increase.
  • Founders Financial Alliance's biggest Q3 2021 reduction was UnitedHealth, cutting an estimated $708K.
  • Founders Financial Alliance fully exited Twitter, Inc. in Q3 2021, selling an estimated $547K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $214M portfolio in Q3 2021.
  • Founders Financial Alliance opened 10 new positions and closed 33 in Q3 2021.
  • Founders Financial Alliance's portfolio value fell 2.8% quarter-over-quarter to $214M.

Based on Founders Financial Alliance's 13F filing for Q3 2021, filed 15 Nov 2021.