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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
426
iShares MSCI Japan ETF
EWJ
$22.6B
$7.6K ﹤0.01%
126
-196
-61% -$12.1K
RFG icon
427
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$7.46K ﹤0.01%
190
– –
RPG icon
428
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
$7.09K ﹤0.01%
235
– –
SCHH icon
429
Schwab US REIT ETF
SCHH
$11.2B
$6.99K ﹤0.01%
394
– –
PBW icon
430
Invesco WilderHill Clean Energy ETF
PBW
$458M
$6.92K ﹤0.01%
220
– –
PFM icon
431
Invesco Dividend Achievers ETF
PFM
$809M
$6.79K ﹤0.01%
186
– –
MLPA icon
432
Global X MLP ETF
MLPA
$2.27B
$6.69K ﹤0.01%
150
-200
-57% -$8.76K
FPXI icon
433
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$295M
$6.68K ﹤0.01%
174
– –
IBB icon
434
iShares Biotechnology ETF
IBB
$9.82B
$6.5K ﹤0.01%
53
– –
FXL icon
435
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$6.49K ﹤0.01%
58
– –
CWB icon
436
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$6.44K ﹤0.01%
95
– –
SMMV icon
437
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$6.41K ﹤0.01%
194
– –
IEF icon
438
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$5.86K ﹤0.01%
64
-306
-83% -$28.9K
PSCH icon
439
Invesco S&P SmallCap Health Care ETF
PSCH
$173M
$5.52K ﹤0.01%
147
– –
PSK icon
440
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$5.52K ﹤0.01%
170
– –
AIRR icon
441
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$5.51K ﹤0.01%
107
– –
VAW icon
442
Vanguard Materials ETF
VAW
$3.1B
$5.47K ﹤0.01%
32
– –
XLRE icon
443
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$5.25K ﹤0.01%
154
– –
OEF icon
444
iShares S&P 100 ETF
OEF
$20.5B
$5.16K ﹤0.01%
26
– –
IWO icon
445
iShares Russell 2000 Growth ETF
IWO
$14.9B
$5.16K ﹤0.01%
23
– –
IGM icon
446
iShares Expanded Tech Sector ETF
IGM
$10.8B
$4.63K ﹤0.01%
72
– –
RPV icon
447
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$4.49K ﹤0.01%
61
– –
DOL icon
448
WisdomTree True Developed International Fund
DOL
$841M
$4.15K ﹤0.01%
91
– –
XES icon
449
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$386M
$4.02K ﹤0.01%
42
– –
SCZ icon
450
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$4.01K ﹤0.01%
71
– –
16 17
18
19 20

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.