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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPG icon
426
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$11K ﹤0.01%
255
– –
VDC icon
427
Vanguard Consumer Staples ETF
VDC
$7.91B
$11K ﹤0.01%
56
+1
+2% +$188
IBMK
428
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$11K ﹤0.01%
405
+2
+0.5% +$52
DEM icon
429
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$10K ﹤0.01%
229
– –
IBB icon
430
iShares Biotechnology ETF
IBB
$9.81B
$10K ﹤0.01%
67
– –
PTH icon
431
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$247M
$10K ﹤0.01%
189
– –
SPIP icon
432
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$10K ﹤0.01%
323
– –
SPSB icon
433
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$10K ﹤0.01%
335
+15
+5% +$466
STIP icon
434
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$10K ﹤0.01%
92
– –
UFOX
435
Defiance Space and Connective Tech ETF
UFOX
$900M
$10K ﹤0.01%
229
– –
IAGG icon
436
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$9K ﹤0.01%
168
– –
PSCH icon
437
Invesco S&P SmallCap Health Care ETF
PSCH
$173M
$9K ﹤0.01%
147
– –
RFG icon
438
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$359M
$9K ﹤0.01%
190
– –
SCHM icon
439
Schwab US Mid-Cap ETF
SCHM
$15B
$9K ﹤0.01%
336
– –
BLOK icon
440
Amplify Blockchain Technology ETF
BLOK
$1.06B
$8K ﹤0.01%
+200
New +$10.4K
CWB icon
441
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$8K ﹤0.01%
95
– –
SCHV
442
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$8K ﹤0.01%
348
– –
XLRE icon
443
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$8K ﹤0.01%
164
– –
DOL icon
444
WisdomTree True Developed International Fund
DOL
$840M
$7K ﹤0.01%
143
– –
IWO icon
445
iShares Russell 2000 Growth ETF
IWO
$14.9B
$7K ﹤0.01%
23
– –
SMMV icon
446
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
$7K ﹤0.01%
181
– –
CXSE icon
447
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
$6K ﹤0.01%
119
– –
OEF icon
448
iShares S&P 100 ETF
OEF
$20.5B
$6K ﹤0.01%
26
– –
SCHG icon
449
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$6K ﹤0.01%
272
– –
VAW icon
450
Vanguard Materials ETF
VAW
$3.09B
$6K ﹤0.01%
31
– –
16 17
18
19 20

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.