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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIVL icon
401
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
$13.5K 0.01%
152
– –
REM icon
402
iShares Mortgage Real Estate ETF
REM
$538M
$13K 0.01%
583
– –
MGK icon
403
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$12.9K 0.01%
+285
New +$13.4K
PICK icon
404
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.35B
$12.8K 0.01%
321
-22
-6% -$895
IYLD icon
405
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$12.4K 0.01%
650
– –
EFAS icon
406
Global X MSCI SuperDividend EAFE ETF
EFAS
$54M
$11.9K 0.01%
906
-1,990
-69% -$26.9K
TLH icon
407
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$11.4K 0.01%
116
-126
-52% -$13.2K
PTMC icon
408
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
$11.4K 0.01%
360
– –
BBRE icon
409
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.25B
$11.4K 0.01%
146
– –
QCLN icon
410
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$11.3K ﹤0.01%
265
-21
-7% -$1.03K
SDEM icon
411
Global X MSCI SuperDividend Emerging Markets ETF
SDEM
$44.6M
$11.1K ﹤0.01%
476
-533
-53% -$12.5K
PUI icon
412
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54M
$11.1K ﹤0.01%
373
+2
+0.5% +$64
IYK icon
413
iShares US Consumer Staples ETF
IYK
$1.43B
$11K ﹤0.01%
177
– –
HEZU icon
414
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$585M
$10.9K ﹤0.01%
354
– –
MGV icon
415
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$10.6K ﹤0.01%
+105
New +$11K
IYC icon
416
iShares US Consumer Discretionary ETF
IYC
$1.23B
$10.5K ﹤0.01%
157
– –
AGZ icon
417
iShares Agency Bond ETF
AGZ
$563M
$10.4K ﹤0.01%
98
– –
DFE icon
418
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$10.1K ﹤0.01%
192
+2
+1% +$111
IWN icon
419
iShares Russell 2000 Value ETF
IWN
$14.5B
$9.79K ﹤0.01%
72
-31
-30% -$4.45K
IGSB icon
420
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$9.59K ﹤0.01%
193
+2
+1% +$100
BBJP icon
421
JPMorgan BetaBuilders Japan ETF
BBJP
$18.7B
$9.45K ﹤0.01%
188
-334
-64% -$17.2K
SPFF icon
422
Global X SuperIncome Preferred ETF
SPFF
$141M
$9.13K ﹤0.01%
1,040
– –
DEM icon
423
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$8.58K ﹤0.01%
229
– –
CGW icon
424
Invesco S&P Global Water Index ETF
CGW
$1.07B
$8.56K ﹤0.01%
184
– –
REET icon
425
iShares Global REIT ETF
REET
$5.04B
$7.64K ﹤0.01%
361
– –
15 16
17
18 19

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.