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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-2.09%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$225M
AUM Growth
-$23.5M
Cap. Flow
-$14.9M
Cap. Flow %
-6.64%
Top 10 Hldgs %
29.78%
Holding
493
New
11
Increased
131
Reduced
149
Closed
53

Top Buys

Rank Stock Value
1
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$1.14M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$486K
3
LRCX icon
Lam Research
LRCX
+$486K
4
SLV icon
iShares Silver Trust
SLV
+$416K
5
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$325K

Top Sells

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$1.42M
2
UNH icon
UnitedHealth
UNH
+$840K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$647K
4
META icon
Meta Platforms (Facebook)
META
+$647K
5
STX icon
Seagate
STX
+$603K

Sector Composition

Rank Sector Weight
1 Technology 20.7%
2 Financials 10.71%
3 Healthcare 6.68%
4 Consumer Staples 6.56%
5 Consumer Discretionary 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
401
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$8K ﹤0.01%
205
-344
-63% -$13.7K
RFG icon
402
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
$8K ﹤0.01%
190
– –
SCHM icon
403
Schwab US Mid-Cap ETF
SCHM
$15.1B
$8K ﹤0.01%
336
– –
XLRE icon
404
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.48B
$8K ﹤0.01%
164
– –
CWB icon
405
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$7K ﹤0.01%
95
– –
DOL icon
406
WisdomTree True Developed International Fund
DOL
$843M
$7K ﹤0.01%
143
– –
SMMV icon
407
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$7K ﹤0.01%
194
+13
+7% +$477
XBI icon
408
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$7K ﹤0.01%
76
-3,608
-98% -$333K
IWO icon
409
iShares Russell 2000 Growth ETF
IWO
$14.9B
$6K ﹤0.01%
23
– –
VAW icon
410
Vanguard Materials ETF
VAW
$3.1B
$6K ﹤0.01%
31
– –
IDU icon
411
iShares US Utilities ETF
IDU
$1.37B
$5K ﹤0.01%
52
+1
+2% +$85
IGM icon
412
iShares Expanded Tech Sector ETF
IGM
$10.7B
$5K ﹤0.01%
72
– –
OEF icon
413
iShares S&P 100 ETF
OEF
$20.4B
$5K ﹤0.01%
26
– –
RPV icon
414
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
$5K ﹤0.01%
61
– –
SCZ icon
415
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$5K ﹤0.01%
71
– –
POTX
416
DELISTED
Global X Cannabis ETF
POTX
$5K ﹤0.01%
161
+1
+0.6% +$31
SCHP icon
417
Schwab US TIPS ETF
SCHP
$16.2B
$4K ﹤0.01%
138
– –
VGIT icon
418
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$4K ﹤0.01%
61
– –
VOT icon
419
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$4K ﹤0.01%
20
– –
DIM icon
420
WisdomTree International MidCap Dividend Fund
DIM
$168M
$3K ﹤0.01%
43
– –
DLS icon
421
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$3K ﹤0.01%
40
– –
PICK icon
422
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.33B
$3K ﹤0.01%
50
– –
RSPT icon
423
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$3K ﹤0.01%
100
– –
SCHA icon
424
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$3K ﹤0.01%
120
– –
SCHH icon
425
Schwab US REIT ETF
SCHH
$11.1B
$3K ﹤0.01%
126
– –
15 16
17
18 19

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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
OM
Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

Founders Financial Alliance's Q1 2022 Portfolio in Review

As of Q1 2022, Founders Financial Alliance held 493 positions worth $225M, down 9.5% from $249M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.9M in Q1 2022, closing 53 positions and reducing 149 holdings. Its most notable exit was ARK Web x.0 ETF, an estimated $1.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in iShares Silver Trust worth $428K.

  • Founders Financial Alliance's largest Q1 2022 buy was iShares Silver Trust: 18,700 shares worth $428K.
  • Founders Financial Alliance added most to Guggenheim Strategic Opportunities Fund in Q1 2022, an estimated $1.14M increase.
  • Founders Financial Alliance's biggest Q1 2022 reduction was UnitedHealth, cutting an estimated $840K.
  • Founders Financial Alliance fully exited ARK Web x.0 ETF in Q1 2022, selling an estimated $1.42M.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $225M portfolio in Q1 2022.
  • Founders Financial Alliance opened 11 new positions and closed 53 in Q1 2022.
  • Founders Financial Alliance's portfolio value fell 9.5% quarter-over-quarter to $225M.

Based on Founders Financial Alliance's 13F filing for Q1 2022, filed 12 May 2022.