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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$214M
AUM Growth
-$6.12M
Cap. Flow
-$4.49M
Cap. Flow %
-2.1%
Top 10 Hldgs %
27.78%
Holding
488
New
10
Increased
186
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$961K
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$592K
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$590K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$439K
5
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$373K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$708K
2
TWTR
Twitter, Inc.
TWTR
+$547K
3
AIA icon
iShares Asia 50 ETF
AIA
+$543K
4
AVGO icon
Broadcom
AVGO
+$487K
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$477K

Sector Composition

Rank Sector Weight
1 Technology 18.19%
2 Financials 11.72%
3 Consumer Discretionary 6.69%
4 Consumer Staples 6.47%
5 Communication Services 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPIP icon
401
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$10K ﹤0.01%
323
– –
SPIB icon
402
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$10K ﹤0.01%
275
– –
SPSB icon
403
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$10K ﹤0.01%
320
– –
STIP icon
404
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$10K ﹤0.01%
92
– –
VDC icon
405
Vanguard Consumer Staples ETF
VDC
$7.94B
$10K ﹤0.01%
55
– –
IBMJ
406
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$10K ﹤0.01%
407
+1
+0.2% +$26
IAGG icon
407
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$9K ﹤0.01%
168
– –
OXY.WS icon
408
Occidental Petroleum Corp Warrants
OXY.WS
$34.5B
$9K ﹤0.01%
799
-98
-11% -$1.05K
PSCH icon
409
Invesco S&P SmallCap Health Care ETF
PSCH
$173M
$9K ﹤0.01%
147
– –
SCHM icon
410
Schwab US Mid-Cap ETF
SCHM
$15B
$9K ﹤0.01%
336
– –
POTX
411
DELISTED
Global X Cannabis ETF
POTX
$9K ﹤0.01%
160
– –
CWB icon
412
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$8K ﹤0.01%
95
– –
RFG icon
413
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$357M
$8K ﹤0.01%
190
– –
SCHV
414
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$8K ﹤0.01%
348
– –
UFOX
415
Defiance Space and Connective Tech ETF
UFOX
$896M
$8K ﹤0.01%
229
– –
DOL icon
416
WisdomTree True Developed International Fund
DOL
$841M
$7K ﹤0.01%
143
– –
IWO icon
417
iShares Russell 2000 Growth ETF
IWO
$14.9B
$7K ﹤0.01%
23
– –
XLRE icon
418
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$7K ﹤0.01%
164
-100
-38% -$4.65K
CXSE icon
419
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
$6K ﹤0.01%
119
+64
+116% +$3.68K
SMMV icon
420
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$6K ﹤0.01%
181
+153
+546% +$5.8K
VNQI icon
421
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$6K ﹤0.01%
109
– –
HYS icon
422
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$5K ﹤0.01%
49
– –
IGM icon
423
iShares Expanded Tech Sector ETF
IGM
$10.8B
$5K ﹤0.01%
72
– –
OEF icon
424
iShares S&P 100 ETF
OEF
$20.5B
$5K ﹤0.01%
26
– –
RPV icon
425
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$5K ﹤0.01%
61
– –
15 16
17
18 19

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2021 Portfolio in Review

As of Q3 2021, Founders Financial Alliance held 488 positions worth $214M, down 2.8% from $220M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance's Q3 2021 filing shows 10 new, 186 increased, 109 reduced and 33 closed positions. Its largest new stake was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K. The largest sale was UnitedHealth, an estimated $708K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Founders Financial Alliance's largest Q3 2021 buy was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K.
  • Founders Financial Alliance added most to ARK Web x.0 ETF in Q3 2021, an estimated $961K increase.
  • Founders Financial Alliance's biggest Q3 2021 reduction was UnitedHealth, cutting an estimated $708K.
  • Founders Financial Alliance fully exited Twitter, Inc. in Q3 2021, selling an estimated $547K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $214M portfolio in Q3 2021.
  • Founders Financial Alliance opened 10 new positions and closed 33 in Q3 2021.
  • Founders Financial Alliance's portfolio value fell 2.8% quarter-over-quarter to $214M.

Based on Founders Financial Alliance's 13F filing for Q3 2021, filed 15 Nov 2021.