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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOU icon
376
Global X Cloud Computing ETF
CLOU
$271M
$23.5K 0.01%
1,249
– –
PSCF icon
377
Invesco S&P SmallCap Financials ETF
PSCF
$27M
$23.5K 0.01%
566
– –
USIG icon
378
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$23.1K 0.01%
481
– –
SCHF icon
379
Schwab International Equity ETF
SCHF
$68.3B
$22.5K 0.01%
1,326
– –
IGF icon
380
iShares Global Infrastructure ETF
IGF
$10.6B
$20.7K 0.01%
478
-43
-8% -$1.98K
IJS icon
381
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$20.6K 0.01%
231
-58
-20% -$5.52K
VIS icon
382
Vanguard Industrials ETF
VIS
$8.44B
$20.4K 0.01%
105
– –
EFAV icon
383
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
$19.8K 0.01%
303
– –
IFV icon
384
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$19.6K 0.01%
1,107
– –
VLUE icon
385
iShares MSCI USA Value Factor ETF
VLUE
$9.46B
$19.5K 0.01%
215
– –
PTNQ icon
386
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
$19.3K 0.01%
314
– –
VBK icon
387
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$18.9K 0.01%
88
-55
-38% -$12.5K
SPYD icon
388
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$18.7K 0.01%
532
+6
+1% +$223
JNK icon
389
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$18.5K 0.01%
205
– –
RWR icon
390
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
$18.3K 0.01%
221
-15
-6% -$1.35K
IYH icon
391
iShares US Healthcare ETF
IYH
$3.77B
$17.6K 0.01%
325
– –
IAT icon
392
iShares US Regional Banks ETF
IAT
$678M
$17K 0.01%
507
-87
-15% -$3.13K
JPIN icon
393
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
$16.9K 0.01%
335
– –
ITB icon
394
iShares US Home Construction ETF
ITB
$2.35B
$16.8K 0.01%
214
-73
-25% -$6.2K
DWX icon
395
State Street SPDR S&P International Dividend ETF
DWX
$529M
$16.2K 0.01%
+491
New +$16.9K
IEO icon
396
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$15.6K 0.01%
160
– –
PEJ icon
397
Invesco Leisure and Entertainment ETF
PEJ
$306M
$15.3K 0.01%
400
– –
ESGE icon
398
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
$14.5K 0.01%
480
– –
PZA icon
399
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$14.5K 0.01%
653
– –
EMB icon
400
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$14.3K 0.01%
173
-235
-58% -$20K
14 15
16
17 18

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.