We are live on ! Find out more
FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOU icon
376
Global X Cloud Computing ETF
CLOU
$270M
$36K 0.01%
1,340
-200
-13% -$5.87K
VTI icon
377
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$36K 0.01%
147
-17
-10% -$4.01K
ARKK icon
378
ARK Innovation ETF
ARKK
$6.35B
$35K 0.01%
370
-799
-68% -$87.2K
PSCF icon
379
Invesco S&P SmallCap Financials ETF
PSCF
$27.1M
$35K 0.01%
566
– –
SIZE icon
380
iShares MSCI USA Size Factor ETF
SIZE
$443M
$34K 0.01%
249
– –
IJJ icon
381
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9B
$33K 0.01%
298
– –
SPLV icon
382
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$33K 0.01%
476
– –
IXC icon
383
iShares Global Energy ETF
IXC
$2.72B
$32K 0.01%
1,166
-35
-3% -$992
VXF icon
384
Vanguard Extended Market ETF
VXF
$31.8B
$32K 0.01%
177
– –
PKW icon
385
Invesco BuyBack Achievers ETF
PKW
$1.77B
$30K 0.01%
310
– –
VGSH icon
386
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$30K 0.01%
497
– –
IWP icon
387
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$29K 0.01%
256
– –
USIG icon
388
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$29K 0.01%
481
– –
RSPG icon
389
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$587M
$28K 0.01%
597
+5
+0.8% +$245
TLT icon
390
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$28K 0.01%
190
+1
+0.5% +$147
IEF icon
391
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$27K 0.01%
233
– –
SMLF icon
392
iShares US Small Cap Equity Factor ETF
SMLF
$4.29B
$27K 0.01%
477
+3
+0.6% +$170
SCHF icon
393
Schwab International Equity ETF
SCHF
$68.4B
$26K 0.01%
1,336
-800
-37% -$15.7K
OPPE
394
WisdomTree European Opportunities Fund
OPPE
$294M
$25K 0.01%
663
-160
-19% -$5.86K
PAVE icon
395
Global X US Infrastructure Development ETF
PAVE
$14.3B
$24K 0.01%
837
– –
PSK icon
396
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$24K 0.01%
549
– –
IJS icon
397
iShares S&P Small-Cap 600 Value ETF
IJS
$8.31B
$22K 0.01%
215
+62
+41% +$6.5K
IFV icon
398
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$21K 0.01%
895
– –
VIS icon
399
Vanguard Industrials ETF
VIS
$8.46B
$21K 0.01%
104
+1
+1% +$200
IYH icon
400
iShares US Healthcare ETF
IYH
$3.76B
$20K 0.01%
325
– –
14 15
16
17 18

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.