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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXG icon
351
iShares Global Financials ETF
IXG
$697M
$56K 0.02%
702
-81
-10% -$6.56K
IWS icon
352
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$55K 0.02%
448
– –
MIDU icon
353
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$78.5M
$54K 0.02%
+780
New +$52.1K
HYGH icon
354
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$51K 0.02%
575
– –
HYHG icon
355
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
$51K 0.02%
813
– –
VBK icon
356
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$50K 0.02%
178
– –
FVC icon
357
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$49K 0.02%
1,283
– –
PSCT icon
358
Invesco S&P SmallCap Information Technology ETF
PSCT
$508M
$49K 0.02%
954
– –
PSCC icon
359
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$40.9M
$44K 0.02%
1,200
– –
COMT icon
360
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.23B
$43K 0.02%
1,400
+330
+31% +$11.7K
FXG icon
361
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$43K 0.02%
693
– –
ITA icon
362
iShares US Aerospace & Defense ETF
ITA
$15B
$43K 0.02%
423
+1
+0.2% +$104
IYE icon
363
iShares US Energy ETF
IYE
$1.78B
$43K 0.02%
1,443
+200
+16% +$6.16K
REMX icon
364
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.3B
$43K 0.02%
386
+20
+5% +$2.28K
HPE icon
365
Hewlett Packard
HPE
$72.4B
$41K 0.02%
+2,586
New +$39K
IJT icon
366
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$41K 0.02%
294
– –
ATRS
367
DELISTED
Antares Pharma, Inc.
ATRS
$41K 0.02%
11,500
– –
IAI icon
368
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$39K 0.02%
356
+149
+72% +$16.5K
IEZ icon
369
iShares US Oil Equipment & Services ETF
IEZ
$383M
$38K 0.02%
2,951
-632
-18% -$8.79K
RYLD icon
370
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$38K 0.02%
1,547
-250
-14% -$6.24K
VDE icon
371
Vanguard Energy ETF
VDE
$10.3B
$38K 0.02%
488
– –
VEU icon
372
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$38K 0.02%
616
-135
-18% -$8.35K
VOX icon
373
Vanguard Communication Services ETF
VOX
$5.88B
$37K 0.01%
271
– –
AGZ icon
374
iShares Agency Bond ETF
AGZ
$563M
$36K 0.01%
305
– –
AIG icon
375
American International
AIG
$40.7B
$36K 0.01%
+630
New +$35.9K
13 14
15
16 17

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HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
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Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.