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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$214M
AUM Growth
-$6.12M
Cap. Flow
-$4.49M
Cap. Flow %
-2.1%
Top 10 Hldgs %
27.78%
Holding
488
New
10
Increased
186
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$961K
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$592K
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$590K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$439K
5
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$373K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$708K
2
TWTR
Twitter, Inc.
TWTR
+$547K
3
AIA icon
iShares Asia 50 ETF
AIA
+$543K
4
AVGO icon
Broadcom
AVGO
+$487K
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$477K

Sector Composition

Rank Sector Weight
1 Technology 18.19%
2 Financials 11.72%
3 Consumer Discretionary 6.69%
4 Consumer Staples 6.47%
5 Communication Services 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
351
iShares US Energy ETF
IYE
$1.78B
$35K 0.02%
1,243
+493
+66% +$13.2K
PSCF icon
352
Invesco S&P SmallCap Financials ETF
PSCF
$27M
$33K 0.02%
566
– –
IXC icon
353
iShares Global Energy ETF
IXC
$2.72B
$32K 0.02%
1,201
– –
SIZE icon
354
iShares MSCI USA Size Factor ETF
SIZE
$442M
$32K 0.02%
249
-190
-43% -$25K
VXF icon
355
Vanguard Extended Market ETF
VXF
$31.8B
$32K 0.02%
177
– –
IJJ icon
356
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
$31K 0.01%
298
– –
VGSH icon
357
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$31K 0.01%
497
-80
-14% -$4.92K
USIG icon
358
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$30K 0.01%
481
+412
+597% +$25.1K
OPPE
359
WisdomTree European Opportunities Fund
OPPE
$295M
$29K 0.01%
823
– –
IWP icon
360
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$29K 0.01%
256
– –
IXUS icon
361
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$29K 0.01%
413
– –
SPLV icon
362
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$29K 0.01%
476
– –
PKW icon
363
Invesco BuyBack Achievers ETF
PKW
$1.77B
$28K 0.01%
310
-30
-9% -$2.76K
IEF icon
364
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$27K 0.01%
233
– –
RSPG icon
365
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$588M
$27K 0.01%
+592
New +$24.5K
TLT icon
366
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$27K 0.01%
189
-12
-6% -$1.78K
SMLF icon
367
iShares US Small Cap Equity Factor ETF
SMLF
$4.28B
$25K 0.01%
+474
New +$25.9K
PSK icon
368
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$24K 0.01%
549
+16
+3% +$699
IAI icon
369
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$22K 0.01%
+207
New +$21.8K
IFV icon
370
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$21K 0.01%
895
– –
PAVE icon
371
Global X US Infrastructure Development ETF
PAVE
$14.3B
$21K 0.01%
837
– –
REM icon
372
iShares Mortgage Real Estate ETF
REM
$538M
$21K 0.01%
583
– –
FALN icon
373
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$20K 0.01%
670
+226
+51% +$6.81K
PEJ icon
374
Invesco Leisure and Entertainment ETF
PEJ
$306M
$20K 0.01%
400
– –
USFR
375
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$20K 0.01%
794
– –
13 14
15
16 17

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2021 Portfolio in Review

As of Q3 2021, Founders Financial Alliance held 488 positions worth $214M, down 2.8% from $220M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance's Q3 2021 filing shows 10 new, 186 increased, 109 reduced and 33 closed positions. Its largest new stake was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K. The largest sale was UnitedHealth, an estimated $708K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Founders Financial Alliance's largest Q3 2021 buy was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K.
  • Founders Financial Alliance added most to ARK Web x.0 ETF in Q3 2021, an estimated $961K increase.
  • Founders Financial Alliance's biggest Q3 2021 reduction was UnitedHealth, cutting an estimated $708K.
  • Founders Financial Alliance fully exited Twitter, Inc. in Q3 2021, selling an estimated $547K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $214M portfolio in Q3 2021.
  • Founders Financial Alliance opened 10 new positions and closed 33 in Q3 2021.
  • Founders Financial Alliance's portfolio value fell 2.8% quarter-over-quarter to $214M.

Based on Founders Financial Alliance's 13F filing for Q3 2021, filed 15 Nov 2021.